David Swanson
Director/Board Member bij RIVERNORTH CAPITAL AND INCOME FUND, INC.
Oorsprong van het eerstegraads netwerk van David Swanson
| Entiteit | Type entiteit | Industrie | |
|---|---|---|---|
288
| Public Company | Investment Managers | 288 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 17 | |
Rivernorth Funds
13
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 13 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
| Mutual Fd-Closed End | Financial Conglomerates | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL.
7
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 7 |
Van Kampen Investments, Inc.
 Van Kampen Investments, Inc. Investment ManagersFinance Van Kampen Investments, Inc. operated an investment management company that offered management and supervision of assets, open-end and closed-end mutual funds, unit investment trusts, retirement products and investment platforms. It was founded in 1968 and was headquartered in Oakbrook Terrace, IL.
7
| Extinct | Investment Managers | 7 |
ALPS Variable Investment Trust
6
| Umbrella Fund | 6 | |
Calamos Investments LLC
 Calamos Investments LLC Investment ManagersFinance Calamos Investments LLC is a global investment firm headquartered in Naperville, Illinois. The firm was founded by John P. Calamos in 1977 and is a subsidiary of Calamos Partners LLC. Calamos Investments offers a range of global investment solutions through separately managed portfolios, mutual funds, closed-end funds, private funds, and UCITS funds. Their clients include major corporations, pension funds, endowments, foundations and individuals, as well as the financial advisors and consultants who serve them.
4
| Subsidiary | Investment Managers | 4 |
Grafiek van bedrijven verbonden in de tweede graad
Connectie in verschillende bedrijven
Bedrijven verbonden met David Swanson via zijn persoonlijke netwerk
| Onderneming | Sector | Gelieerde personen | Hoofdpost |
|---|---|---|---|
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Compliance Officer Treasurer Corporate Secretary Compliance Officer Treasurer | |
| Financial Investors Trust | Investment Trusts/Mutual Funds | Treasurer Director/Board Member President Corporate Officer/Principal Corporate Secretary | |
| NATWEST GROUP PLC | Major Banks | Chairman Corporate Officer/Principal | |
Oak Hill Capital Management LLC
 Oak Hill Capital Management LLC Investment ManagersFinance Oak Hill Capital Management LLC (Oak Hill Capital) is a private equity subsidiary of OHCM Management LLC founded in 1986 by Robert M. Bass. The firm is headquartered in New York. | Investment Managers | Private Equity Investor Chief Tech/Sci/R&D Officer | |
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The private company is based in Beachwood, NJ. | Miscellaneous Commercial Services | President Corporate Officer/Principal Director/Board Member | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | President Director/Board Member Treasurer Corporate Secretary Corporate Secretary | |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | Corporate Officer/Principal Sales & Marketing Corporate Officer/Principal | |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | President Corporate Secretary Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal Corporate Secretary | |
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Corporate Secretary Corporate Officer/Principal Director of Finance/CFO Corporate Secretary Corporate Secretary | |
| University of Notre Dame | College/University | Undergraduate Degree Undergraduate Degree | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Treasurer Corporate Secretary Compliance Officer Treasurer | |
| FTAM Funds Distributor, Inc. | Director/Board Member General Counsel President | ||
Rivernorth Securities LLC
 Rivernorth Securities LLC Investment Banks/BrokersFinance Rivernorth Securities LLC is an American company. | Investment Banks/Brokers | Director/Board Member Chief Executive Officer | |
| ALPS Series Trust | Investment Trusts/Mutual Funds | Chairman Director/Board Member Corporate Secretary | |
| Brown University | College/University | Undergraduate Degree Undergraduate Degree | |
| Michigan State University | College/University | Doctorate Degree Undergraduate Degree | |
| The Trustees of Columbia University in The City of New York | College/University | Undergraduate Degree Masters Business Admin Graduate Degree | |
Duke University
 Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Undergraduate Degree Undergraduate Degree | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Undergraduate Degree Masters Business Admin Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| Stanford University | College/University | Masters Business Admin Director/Board Member Undergraduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| SRH TOTAL RETURN FUND, INC. | Investment Trusts/Mutual Funds | Treasurer Compliance Officer Treasurer | |
Investrend, Inc.
 Investrend, Inc. Investment Banks/BrokersFinance Founded in 1996, Investrend, Inc. is a research firm headquartered in Forest Hills, New York. The firm specializes in an integrated, interdependent approach, pulling together research, broadcast, forums and information platforms as needed to create a cohesive platform to enhance events, conferences, research, publications and information distributions worldwide with services skewed toward shareholder empowerment. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | President Corporate Secretary Chief Executive Officer Director of Finance/CFO Corporate Officer/Principal Corporate Secretary | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Director/Board Member Masters Business Admin Masters Business Admin | |
Cornell University
 Cornell University Other Consumer ServicesConsumer Services Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY. | College/University | Undergraduate Degree Doctorate Degree | |
| Princeton University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree | |
| The University of Colorado | College/University | Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree | |
| University of Michigan | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
Council on Foreign Relations, Inc.
 Council on Foreign Relations, Inc. Investment Trusts/Mutual FundsMiscellaneous Council on Foreign Relations, Inc. provides and disseminates ideas on foreign policies to individuals, corporate members, journalists and policy makers. It operates a forum for government officials, students and other interested parties to study and discuss world issues and impact on American foreign policies. The company publishes Foreign Affairs, a magazine that comes out six times a year, along with books and studies by its own scholars. Council on Foreign Relations was founded in 1921 and is headquartered in New York City, NY. | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal Director/Board Member | |
| London School of Economics & Political Science | College/University | Director/Board Member Graduate Degree | |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Director/Board Member Compliance Officer Corporate Officer/Principal | |
The Chicago Council on Global Affairs
 The Chicago Council on Global Affairs Miscellaneous Commercial ServicesCommercial Services The Chicago Council on Global Affairs is a non-profit organization provides insight and solutions to global issues. It offers independent research, surveys, and platform for the public. The company was founded on February 20, 1922 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Investment Managers | President Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor Director/Board Member General Counsel Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor General Counsel | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Compliance Officer Treasurer Treasurer Director/Board Member President Compliance Officer Treasurer Corporate Secretary | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Director of Finance/CFO Director/Board Member Treasurer Compliance Officer Corporate Secretary | |
RiverNorth Capital Management LLC
 RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts. | Investment Managers | Compliance Officer Chief Executive Officer President Analyst-Equity General Counsel | |
| Clough Funds Trust | Investment Trusts/Mutual Funds | President Treasurer Treasurer Corporate Secretary | |
| Columbia Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Investment Managers | Director/Board Member Sales & Marketing Director/Board Member | |
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Investment Banks/Brokers | President Corporate Officer/Principal President | |
| The Wharton School of the University of Pennsylvania | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin | |
| Paralel Technologies LLC | Chief Executive Officer Corporate Officer/Principal Compliance Officer | ||
RiverNorth Holding Co.
 RiverNorth Holding Co. Financial ConglomeratesFinance RiverNorth Holding Co. operates as a holding company. The company is headquartered in Delaware. | Financial Conglomerates | Director/Board Member Director/Board Member Director/Board Member | |
| Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
Surveyor Capital Ltd.
 Surveyor Capital Ltd. Investment ManagersFinance Surveyor Capital Ltd. is a hedge fund seeding platform headquartered in New York City. The firm was founded in 2008 and is a subsidiary of Citadel LP, which is owned by GFH HFEVA LLC. Surveyor Capital manages capital exclusively for Citadel’s multi-strategy funds and its positions are consolidated in Form 13F filed by Citadel Advisors LLC. | Investment Managers | Portfolio Manager-Equities Analyst-Equity | |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
 Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Investment Banks/Brokers | Analyst-Equity Director/Board Member |
Statistieken
Internationaal
| Verenigde Staten | 47 |
| Verenigd Koninkrijk | 3 |
| Mexico | 2 |
Sectoraal
| Consumer Services | 17 |
| Miscellaneous | 16 |
| Finance | 15 |
| Commercial Services | 3 |
Operationeel
| Director/Board Member | 371 |
| Corporate Officer/Principal | 283 |
| President | 78 |
| Private Equity Investor | 77 |
| Independent Dir/Board Member | 72 |
Sterkste connecties
| Insiders | |
|---|---|
| Donald P. Swade | 33 |
| Ryan Hinkle | 31 |
| Jeremy May | 28 |
| Kathleen A. Chapman | 26 |
| J. Hutchens | 25 |
| John Carl Hahn | 25 |
| John Carter | 25 |
| Howard Davies | 22 |
| Sareena Khwaja-Dixon | 21 |
| Mitchell M. Merin | 21 |
| Christopher Moore | 19 |
| Jerry Raio | 19 |
| John Madigan | 19 |
| Patrick Galley | 19 |
| Eric Munson | 19 |
- Beurs
- Insiders
- David Swanson
- Bedrijfsconnecties
