Carlo V. di Florio
Corporate Officer/Principal bij Financial Industry Regulatory Authority, Inc.
Profiel
Carlo V.
di Florio is currently the Chief Risk & Strategy Officer, EVP-Shared Services at Financial Industry Regulatory Authority, Inc. He previously worked as the Director-Compliance Inspections & Examinations at Securities & Exchange Commission Historical Society and as a Partner at PricewaterhouseCoopers LLP.
He completed his undergraduate degree at Tulane University (Louisiana) and his graduate degrees at The Pennsylvania State University and Georgetown University.
Actieve functies van Carlo V. di Florio
| Bedrijven | Functie | Begin |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | 24-06-2013 |
Eerdere bekende functies van Carlo V. di Florio
| Bedrijven | Functie | Einde |
|---|---|---|
PricewaterhouseCoopers LLP
 PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY. | Corporate Officer/Principal | - |
| Securities & Exchange Commission Historical Society | Compliance Officer | - |
Opleiding van Carlo V. di Florio
| Georgetown University | Graduate Degree |
| The Pennsylvania State University | Graduate Degree |
| Tulane University (Louisiana) | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
| Bedrijven in privébezit | 3 |
|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services PricewaterhouseCoopers LLC provides assurance, tax and advisory services. Its services include audit and assurance, consulting, deals, human resources, legal, tax, and family business. The firm also offers accountability, risk management, structuring, mergers and acquisitions, and performance and process improvement. The company was founded in 1998 and is headquartered in Buffalo, NY. | Commercial Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |
| Securities & Exchange Commission Historical Society |
