Profiel
Carlo V.
di Florio is President at Foreside Financial Group LLC (New York) since 2024.
Mr. di Florio is Chief Risk & Strategy Officer, EVP-Shared Services at Financial Industry Regulatory Authority, Inc. since 2013.
Former roles include Director-Compliance Inspections & Examinations at Securities & Exchange Commission Historical Society, Partner at PricewaterhouseCoopers LLP, and President at Foreside Financial Group LLC.
Education includes undergraduate studies at Tulane University (Louisiana), and graduate degrees from The Pennsylvania State University and Georgetown University.
Actieve functies van Carlo V. di Florio
| Bedrijven | Functie | Begin |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 24-06-2013 |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | President | 01-10-2024 |
Eerdere bekende functies van Carlo V. di Florio
| Bedrijven | Functie | Einde |
|---|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Corporate Officer/Principal | - |
Foreside Financial Group LLC
Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | President | - |
Securities & Exchange Commission Historical Society
Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Compliance Officer | - |
Opleiding van Carlo V. di Florio
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
| Bedrijven in privébezit | 8 |
|---|---|
PricewaterhouseCoopers LLP
PricewaterhouseCoopers LLP Miscellaneous Commercial ServicesCommercial Services Provides auditing, assurance, consulting and tax & business consulting services | Commercial Services |
Tulane University (Louisiana)
Tulane University (Louisiana) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
The Pennsylvania State University
The Pennsylvania State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Georgetown University
Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
Securities & Exchange Commission Historical Society
Securities & Exchange Commission Historical Society Other Consumer ServicesConsumer Services Operates as a museums | Consumer Services |
Foreside Financial Group LLC
Foreside Financial Group LLC Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services related to financial industry | Commercial Services |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Commercial Services |
















