Profiel
Joe oversees compliance for Nuveen.
He leads a global team of professionals responsible for developing and driving a comprehensive compliance program supporting all of Nuveen’s businesses.
Joe came to Nuveen from Fidelity Investments, where he held several compliance leadership positions over a 14-year period.
He served as Head of Compliance for Fidelity’s retail brokerage, employer retirement services, wholesale fund distribution and the correspondent clearing and capital markets businesses.
Joe was also Deputy CCO within Fidelity’s Enterprise Compliance group, during which he was instrumental in the design and implementation of Fidelity’s federally mandated compliance programs for investment companies and advisers.
Prior to Fidelity, Joe was with Citibank for seven years, where he held a variety of positions, including Group Compliance Officer for emerging markets, capital markets and corporate finance activities in New York and London.
Joe graduated with a B.S.B.A.
in Finance from the University of Denver.
Actieve functies van Joe Castro
Bedrijven | Functie | Begin |
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Nuveen (Private Equity)
Nuveen (Private Equity) Investment ManagersFinance Nuveen (Private Equity) (Nuveen) subsidiary of TIAA founded in 1898 by John Nuveen. The firm is headquartered in Kansas City, Missouri. | Directeur/Bestuurslid | 01-01-2011 |
Eerdere bekende functies van Joe Castro
Bedrijven | Functie | Einde |
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Fidelity Investments Tax-Exempt Services Co. | Private Equity Investor | 31-12-2011 |
Citibank, NA (United Kingdom)
Citibank, NA (United Kingdom) Investment ManagersFinance Citibank, NA (United Kingdom) (Citibank UK) is the Great Britain-based wealth management arm of Citibank NA (New York), which is ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Headquartered in London, Citibank UK was founded in 1920 and provides wealth management products such as investment funds, structured products, foreign exchange, insurance products, bonds and equities. | Algemeen Adviseur | 31-12-1997 |
Ervaring
Beklede functies
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Bedrijven verbonden in de eerste graad
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Bedrijven in privébezit | 3 |
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Nuveen (Private Equity)
Nuveen (Private Equity) Investment ManagersFinance Nuveen (Private Equity) (Nuveen) subsidiary of TIAA founded in 1898 by John Nuveen. The firm is headquartered in Kansas City, Missouri. | Finance |
Fidelity Investments Tax-Exempt Services Co. | |
Citibank, NA (United Kingdom)
Citibank, NA (United Kingdom) Investment ManagersFinance Citibank, NA (United Kingdom) (Citibank UK) is the Great Britain-based wealth management arm of Citibank NA (New York), which is ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Headquartered in London, Citibank UK was founded in 1920 and provides wealth management products such as investment funds, structured products, foreign exchange, insurance products, bonds and equities. | Finance |