Kurt P. Stocker
Corporate Officer/Principal bij Northwestern University
Profiel
Kurt P.
Stocker is currently a Principal at Northwestern University.
Previously, he worked as a Director at NYSE Regulation, Inc. and as a Member-Governors Board at Financial Industry Regulatory Authority, Inc. from 2012 to 2014.
Actieve functies van Kurt P. Stocker
Bedrijven | Functie | Begin |
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Northwestern University
Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | Corporate Officer/Principal | 18-11-2010 |
Eerdere bekende functies van Kurt P. Stocker
Bedrijven | Functie | Einde |
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Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Directeur/Bestuurslid | 19-08-2014 |
NYSE Regulation, Inc.
NYSE Regulation, Inc. Investment Banks/BrokersFinance NYSE Regulation, Inc. operated security brokerage regulation services. The company was headquartered in New York, NY. | Directeur/Bestuurslid | - |
Ervaring
Beklede functies
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Beursgenoteerde bedrijven
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Verwante bedrijven
Bedrijven in privébezit | 2 |
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NYSE Regulation, Inc.
NYSE Regulation, Inc. Investment Banks/BrokersFinance NYSE Regulation, Inc. operated security brokerage regulation services. The company was headquartered in New York, NY. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |