Salvatore Rocco Faia
Compliance Officer bij FULL CIRCLE CAPITAL CORP
Profiel
Salvatore Rocco Faia is currently the Director at EIP Growth & Income Fund, Chief Compliance Officer at FundVantage Trust, Chief Compliance Officer at Full Circle Capital Corp., and President at Vigilant Compliance LLC.
He previously worked as a Partner at Pepper Hamilton LLP, Senior Legal Counsel at PFPC Worldwide, Inc., and Chief Compliance Officer at various firms including The New Ireland Fund, Inc., FB Income Advisor LLC, FS Specialty Lending Fund, FS KKR Capital Corp.
II, FS Credit Opportunities Corp., FS Global Credit Opportunities Fund A, FS Investment Corp.
III, and Franklin Square Holdings LP.
Mr. Faia received his undergraduate degree from LaSalle University in 1984 and his graduate degree from The University of Pennsylvania Law School in 1988.
Actieve functies van Salvatore Rocco Faia
Bedrijven | Functie | Begin |
---|---|---|
FULL CIRCLE CAPITAL CORP | Compliance Officer | 01-01-2010 |
EIP Growth & Income Fund | Director/Board Member | 01-05-2005 |
FundVantage Trust
FundVantage Trust Investment Trusts/Mutual FundsMiscellaneous FundVantage Trust operates as an Open-End Investment Fund/Unit Trust. The company was founded on September 28, 2007 and is headquartered in Wilmington, DE. | Compliance Officer | 01-01-2007 |
Vigilant Compliance LLC | President | 11-05-2010 |
Eerdere bekende functies van Salvatore Rocco Faia
Bedrijven | Functie | Einde |
---|---|---|
FS KKR CAPITAL CORP. | Compliance Officer | 01-04-2015 |
FS CREDIT OPPORTUNITIES CORP. | Compliance Officer | 01-04-2015 |
FS ENERGY AND POWER FUND | Compliance Officer | 01-04-2015 |
FS Investment Corp. III
FS Investment Corp. III Investment ManagersFinance FS Investment Corp. III, non-traded business development company, invests in public and private middle-market companies located in the United States with revenues of USD 50 million - 2.5 billion and positive cash flows. The focuses on broad range of sectors and industries. It provides financing in the form of senior secured loans, second lien secured loans, subordinated loans and warrants. It also acquires minority interests in the form of common or preferred equity in companies, either in conjunction with one of the debt investments or through a co-investment with a financial sponsor. | Compliance Officer | 01-04-2015 |
FS KKR CAPITAL CORP. II | Compliance Officer | 01-04-2015 |
Opleiding van Salvatore Rocco Faia
LaSalle University | Undergraduate Degree |
The University of Pennsylvania Law School | Graduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Bedrijven in privébezit | 15 |
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The New Ireland Fund, Inc.
The New Ireland Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The New Ireland Fund, Inc. is a closed-end investment company. The Fund objective is to achieve long-term capital appreciation through investment in equity securities of Irish companies. The company was founded on December 14, 1989 and is headquartered in Boston, MA. | Miscellaneous |
Pepper Hamilton LLP
Pepper Hamilton LLP Miscellaneous Commercial ServicesCommercial Services Pepper Hamilton LLP engaged in the operation as law firm. It provides business services, intellectual property, government regulation, international, and litigation. It offers services in different industries such as construction law, energy, financial, food and beverage industry, health care services, investment groups, media and communication, retail, technology, and transportation industry. The company was founded in 1890 and is headquartered in Philadelphia, PA | Commercial Services |
FundVantage Trust
FundVantage Trust Investment Trusts/Mutual FundsMiscellaneous FundVantage Trust operates as an Open-End Investment Fund/Unit Trust. The company was founded on September 28, 2007 and is headquartered in Wilmington, DE. | Miscellaneous |
FB Income Advisor LLC
FB Income Advisor LLC Investment ManagersFinance Part of Franklin Square Holdings LP, FB Income Advisor LLC provides investment advice. The private company is based in Philadelphia, PA. Michael Craig Forman has been the CEO of the company since 2007. | Finance |
FS Specialty Lending Fund
FS Specialty Lending Fund Investment ManagersFinance FS Specialty Lending Fund, a non-traded business development company invests in energy companies located in the United States. The fund targets companies operating in the fields of power and energy. It provides financing for debt and equity capital requirements with an investment size ranging from $10 - $250 million. | Finance |
FS KKR Capital Corp. II
FS KKR Capital Corp. II Investment ManagersFinance FS KKR Capital Corp. II invests in middle market companies located in the United States with revenues of USD 50 - 2500 million. The firm focuses on broad range of sectors. It participates in debt and buyout capital transactions with a total investment size of USD 5 - 25 million. | Finance |
FS Credit Opportunities Corp.
FS Credit Opportunities Corp. Investment Trusts/Mutual FundsMiscellaneous FS Credit Opportunities Corp. operates as a closed-end management investment company, which provides access to alternative resources of income and growth. The Company is headquartered in Philadelphia, PA. | Miscellaneous |
FS Global Credit Opportunities Fund A
FS Global Credit Opportunities Fund A Investment Trusts/Mutual FundsMiscellaneous FS Global Credit Opportunities Fund-A is an closed-end investment fund or investment trust. Its objective is to generate total return consisting of a current income and capital appreciation, with a secondary objective of capital preservation. The company was founded on January 28, 2013 and is headquartered in Philadelphia, PA. | Miscellaneous |
FS Investment Corp. III
FS Investment Corp. III Investment ManagersFinance FS Investment Corp. III, non-traded business development company, invests in public and private middle-market companies located in the United States with revenues of USD 50 million - 2.5 billion and positive cash flows. The focuses on broad range of sectors and industries. It provides financing in the form of senior secured loans, second lien secured loans, subordinated loans and warrants. It also acquires minority interests in the form of common or preferred equity in companies, either in conjunction with one of the debt investments or through a co-investment with a financial sponsor. | Finance |
EIP Growth & Income Fund | Miscellaneous |
PFPC Worldwide, Inc.
PFPC Worldwide, Inc. Investment Trusts/Mutual FundsMiscellaneous PFPC Worldwide, Inc. provides fund administration services to the investment management industry. It also provides sub accounting, retirement services, custody, securities lending, integrated banking transaction services, alternative investments services and advanced output solutions through print mail services. The company was founded in 1973 and is located in Wilmington, DE. | Miscellaneous |
Full Circle Capital Corp.
Full Circle Capital Corp. Investment ManagersFinance Full Circle Capital Corp. operates as a closed-end management investment company. Its objective is to generate both current income and capital appreciation through debt and equity investments. It invests primarily in senior secured loans and, to a lesser extent, second liens loans, mezzanine loans, and equity securities issued by lower middle-market companies that operate in a diverse range of industries. The company was founded in April 2010 and is headquartered in Greenwich, CT. | Finance |
FS KKR Capital Corp.
FS KKR Capital Corp. Investment ManagersFinance FS KKR Capital Corp. is an externally managed, non-diversified, and closed-end management investment company that has been elected to be regulated as a business development company. Its portfolio includes FS Investments and KKR Credit. The company was founded by Michael Craig Forman on December 21, 2007 and is headquartered in Philadelphia, PA. | Finance |
Vigilant Compliance LLC | |
Franklin Square Holdings LP
Franklin Square Holdings LP Investment ManagersFinance Franklin Square Holdings LP (FS Investment) is a private equity firm founded in 2007 by David J. Adelman, Randy I. Anderson and Michael Craig Forman. The firm is headquartered in Philadelphia, Pennsylvania. | Finance |