Thomas M. Selman
Compliance Officer bij Financial Industry Regulatory Authority, Inc.
Actieve functies van Thomas M. Selman
Bedrijven | Functie | Begin | Einde |
---|---|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Compliance Officer | 29-05-2014 | - |
Algemeen Adviseur | 29-05-2014 | - | |
Corporate Officer/Principal | 03-08-2011 | 29-05-2014 |
Loopbaan van Thomas M. Selman
Opleiding van Thomas M. Selman
Rice University | Undergraduate Degree |
The University of Texas at Austin | Graduate Degree |
Statistieken
Internationaal
Verenigde Staten | 4 |
Operationeel
Compliance Officer | 1 |
General Counsel | 1 |
Corporate Officer/Principal | 1 |
Sectoraal
Consumer Services | 3 |
Commercial Services | 2 |
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Verwante bedrijven
Bedrijven in privébezit | 1 |
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Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
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