Brian Applegate
Corporate Officer/Principal bij National Society of Compliance Professionals
Actieve functies van Brian Applegate
Bedrijven | Functie | Begin | Einde |
---|---|---|---|
National Society of Compliance Professionals | Corporate Officer/Principal | 01-01-1998 | - |
Loopbaan van Brian Applegate
Eerdere bekende functies van Brian Applegate
Bedrijven | Functie | Begin | Einde |
---|---|---|---|
Seafirst Bank | Corporate Officer/Principal | - | - |
Capital One Investing LLC
Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC. | Compliance Officer | 25-04-2011 | - |
Corporate Officer/Principal | 26-07-2010 | 25-04-2011 | |
ShareBuilder Corp.
ShareBuilder Corp. Internet Software/ServicesTechnology Services ShareBuilder Corp. provides on-line investment solutions for investors. It also provides online financial information and enrollment opportunities in direct stock and dividend reinvestment plans. Its services include automatic investing, real-time trading, options trading, and margin borrowing. ShareBuilder was founded in 1996 and is headquartered in Bellevue, WA. | Compliance Officer | 25-04-2011 | - |
Algemeen Adviseur | 01-01-2008 | 25-04-2011 |
Opleiding van Brian Applegate
University of Washington | Undergraduate Degree |
Statistieken
Internationaal
Verenigde Staten | 6 |
Operationeel
Corporate Officer/Principal | 3 |
Compliance Officer | 2 |
General Counsel | 1 |
Sectoraal
Technology Services | 2 |
Consumer Services | 2 |
Finance | 2 |
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Verwante bedrijven
Bedrijven in privébezit | 4 |
---|---|
ShareBuilder Corp.
ShareBuilder Corp. Internet Software/ServicesTechnology Services ShareBuilder Corp. provides on-line investment solutions for investors. It also provides online financial information and enrollment opportunities in direct stock and dividend reinvestment plans. Its services include automatic investing, real-time trading, options trading, and margin borrowing. ShareBuilder was founded in 1996 and is headquartered in Bellevue, WA. | Technology Services |
Seafirst Bank | |
National Society of Compliance Professionals | |
Capital One Investing LLC
Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC. | Finance |
- Beurs
- Insiders
- Brian Applegate
- Ervaring