Cosmo Charles Gould

Mr. Cosmo C.
Gould is a President & Chief Compliance Officer at Global Retirement Partners LLC and at GRP Financial Services Corp.
He has over 10 years of Financial Services experience including Compliance, Investment Banking, Brokerage Operations, Options Trading, Retirement Plan/ERISA. Prior to joining GRP, Mr. Gould was a Chief Compliance Officer of Financial Telesis, a Broker Dealer and RIA with roughly 500 registered representatives and roughly 90 Million in annual revenue.
He was responsible for maintaining compliance with the rules and regulations of FINRA, the State, the Department of Labor, and the Securities and Exchange Commission for Financial Telesis Inc. and its employees.
Before joining Financial Telesis, he was a Senior Examiner with FINRA responsible for leading routine examinations of member firms’ sales, trading, underwriting, financial, supervisory and organizational practices to determine compliance with SEC and FINRA rules and regulations.
Mr. Gould began his career as an Investment Advisor with Wells Fargo and has also worked as a Compliance Manager at Charles Schwab.