Jakob Cakarnis

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Merrill Lynch International (MLI-UK) is a brokerage firm headquartered in London, UK. The firm was founded in 1988 and is a subsidiary of ML UK Capital Holdings Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. MLI-UK provides brokerage services to individual and retail clients.

Resource Capital Research Pty Ltd. was founded in 2004 and provides investment research. The private company is based in Sydney, Australia.

Bestinver Gestión SA SGIIC (Bestinver) is the financial services subsidiary of Bestinver SA, itself a wholly-owned subsidiary of Acciona SA (MP: ANA) in Spain. Established in 1988, the firm is headquartered in Madrid and manages the Bestinver range of mutual funds and pension funds for individual and institutional investors.

Schroder Investment Management Australia Ltd. (SIMAL) is the wholly-owned Australian investment management subsidiary of Schroder Australia Holdings Pty Ltd., ultimately held by Schroders Plc (LON: SDR, ADR: SHNWY) in Great Britain. The firm was founded in 1961 and is headquartered in Sydney. SIMAL manages assets for institutional and wholesale clients across Australian equities, fixed income and multi-asset and global equities.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Investors Mutual Ltd. (IML) is a boutique Australian Equities Fund Manager which was founded by Anton Tagliaferro in 1998. Since 2017, the firm is a subsidiary of Natixis Investment Managers SA, ultimately held by BPCE SA in Paris. Headquartered in Sydney, IML offers various Australian Equity funds for individual and institutional clients. The firm is a responsible investor and signatory to the UN Principles for Responsible Investment (PRI).

Bell Potter Securities Ltd. (Bell Potter) is the stockbroking subsidiary of Bell Financial Group Ltd. (ASX: BFG) in Australia. The firm was created in 2001 when Bell Financial Group acquired Johnson Taylor Potter and merged them with the Bell Securities share broking business. Bell Potter is headquartered in Melbourne and offer stockbroking, portfolio management and administration, cash management, margin lending, superannuation and financial planning to private, corporate and institutional clients. Their institutional broking services are supported by a dedicated research team, a team of specialists in equity capital markets providing small, mid and large-cap corporate clients with advice, and a team of advisers across a network of offices in Australia, as well as in London and Hong Kong.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Shaw & Partners Ltd. (S&P) is the broker subsidiary of EFG International AG (SWX: EFGN) in Switzerland. The firm is headquartered in Sydney, New South Wales and was founded in 1987. S&P provides research and investment strategies to their clients. The firm specializes in emerging and mid-cap companies.

DIF Capital Partners Ltd is a Private Equity firm, a subsidiary of Barings Australia Pty Ltd founded in 2003. DIF Capital Partners Ltd. is headquartered in Marsfield.

First Sentier Investors (Australia) IM Ltd. (FSIAIM) is the wholly-owned Australian asset management subsidiary of First Sentier Investors Holdings Pty Ltd., ultimately held by Mitsubishi UFJ Financial Group, Inc. (MUFG) (TYO: 8306) in Japan. The firm was founded as Colonial First State Asset Management (Australia) Ltd. (CFSAMA) in 2005 as a separate business from the retail product distribution services offered by Colonial First State Investments. Headquartered in Barangaroo, FSIAIM provides investment, superannuation and retirement products to individuals as well as corporate and superannuation fund investors. Their clients are institutional investors and accredited investors.

Northcape Capital Pty Ltd. is an independent boutique fund manager headquartered in Sydney, Australia. The firm was founded in 2005 by Rob McWilliams, Rob Inglis, Craig McCourtie and Steve Gliddon. They were previously registered as Highbridge Capital, but they changed its name to avoid confusion with a US-based hedge fund called Highbridge Capital Management. The firm manages Australian and international concentrated, high quality equity portfolios for a range of clients which includes financial institutions, superannuation funds, family offices and high net-worth individuals. Northcape Capital is a signatory to the United Nations-supported Principles for Responsible Investment (PRI).

JPMorgan Securities Australia Ltd. (JPMorgan Australia) is a broker/dealer subsidiary of JPMorgan Markets Australia (Pty) Ltd., ultimately held by JPMorgan Chase & Co. (NYSE: JPM) in the US. Headquartered in Sydney, JPMorgan Australia provides brokerage services for investors which they can use in making portfolio decisions.

Morgan Stanley Australia Ltd. is an Australian broker/dealer subsidiary of Morgan Stanley International, Inc., itself owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in Sydney, the firm offers sales, trading and market-making investment management services to global institutions, hedge funds and industry innovators.

Part of Bank of America Corp., Merrill Lynch Equities (Australia) Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. Joseph Fayyad has been the CEO of the company since 2017.

Citigroup Global Markets India Pvt Ltd. (Citi India) is a brokerage firm headquartered in Mumbai, India. The firm was founded in 2000 and is a subsidiary of Seven World Holdings LLC, ultimately held by Citigroup, Inc. (NYSE: C) in the US. Citi India offers full-service execution services to corporate and investment banking companies.

Wilsons Corporate Finance Ltd. (WCP) is the broker subsidiary of Wilsons Holding Co. (Pty) Ltd. The firm is headquartered in Brisbane, Queensland. WCP provides research and institutional sales services. They have a focus on emerging companies and mid-cap.

Macquarie Securities (Australia) Ltd. (MSAL) is a brokerage firm headquartered in Sydney, Australia. The firm was founded in 1969 and is a subsidiary of Macquarie Corporate International Holdings Pty Ltd., ultimately held by Macquarie Group Ltd. (ASX: MQG) in Australia. MSAL serves as the brokering entity for the Macquarie Group.

Above the Index Asset Management Pty Ltd. (ATI AM) is an investment manager headquartered in Sydney, Australia. The firm was founded in 2004 by Simon Burge, David Liu and Tim Phillips. ATI AM provides bespoke investment strategies and solutions that will protect capital, mitigate risk and generate additional income for wholesale and ultra-high net worth investors.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Ambit Capital Pvt Ltd. (Ambit) is a brokerage firm headquartered in Mumbai, India. The firm was founded in 2005 and is a subsidiary of Xero Ltd. (ASX: XRO) in New Zealand. Ambit provides customized execution services to family office, HNIs and professional investor clients. They offer innovative tactical trade ideas for special situations, Futures & Options and derivative trading, hedging strategies, block trades and Interest Rate Futures.

CCZ Equities Australia Pty Ltd. (CCZ) is an independent stockbroking firm headquartered in Sydney, Australia. The firm was founded by David Hofman as CCZ Statton Equities Pty Ltd. in 2004 following the amalgamation of CCZ Equities institutional stockbroking with Statton Securities private client broking. CCZ provides equities and wealth generation services to private clients and institutional investors. The firm covers a broad spread of sector and size research coverage with a strong track record in small to mid-cap industrial equity capital markets and corporate finance.

Redburn (Europe) Ltd. (dba Redburn Atlantic) is an equity brokerage firm headquartered in London, UK. The firm was founded in 2003 by Jeremy Evans and Nick Glydon. They are a wholly owned subsidiary of Rothschild & Co. Continuation Holdings AG, ultimately owned by Rothschild & Co SCA. (EPA: ROTH) in France. Redburn Atlantic provides institutional investors with US and European equity research, trade execution and capital markets services. Their Execution Services division delivers high-touch sales trading and execution as well as low-touch execution and algorithmic solutions. The division also offers market structure and trading analytics.

Part of Royal Bank of Canada, RBC Securities Australia Pty Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia.

Commonwealth Securities Ltd. (CommSec) is the securities brokerage subsidiary of Commonwealth Bank of Australia (ASX: CBA ). Headquartered in Sydney, CommSec was founded in 1995 and offers a range of brokerage products and services including online trading, cash management, margin lending, and international share trading to retail cliens.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

Yarra Funds Management Ltd. (YFM) is an investment management firm headquartered in Melbourne, Australia. The firm was founded in 2017 after a management buyout of Goldman Sachs Asset Management’s Australian-focused investment capabilities and operating platform, backed by TA Associates. They are a subsidiary of Yarra Capital Management Holdings Pty Ltd. YFM offers a range of actively managed fundamental equities, fixed income and multi-asset capabilities. Their fixed income capabilities provide clients with access to multi-asset and hybrid strategies.

Moody's Analytics Australia Pty Ltd. (MAA) is the research firm subsidiary of Moody’s Group Australia Pty Ltd., which is ultimately held by Moody’s Corp. (NYSE: MCO). The firm is headquartered in Sydney and provides investment research to their clients.

Part of CFRA Research Inc., The Center For Financial Research & Analysis (UK) is a leader in financial intelligence solutions. The company is based in London, UK. The British company offers expert analysis and insights to help businesses and investors make smarter, faster decisions. CFRA's Legal Research provides non-correlated, alpha-focused legal insights, assessing risks and identifying potential mispricings related to major patent, litigation, crisis, and regulatory events. The company offers real-time insights on legal themes, cases, and regulatory events for event-driven investors.

Goldman Sachs Australia Pty Ltd. is the Australian securities brokerage subsidiary of Goldman Sachs Holdings ANZ Pty Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Perth, Goldman Sachs Australia provides service to institutional clients who manage large portfolios of Australian and New Zealand equities. They work with the financial instruments used to trade debt, currency and commodities. Their clients include corporations, financial institutions, governments and high-net-worth individuals throughout Australasia.

Realm Investment Management Pty Ltd. (Realm) is the fund management subsidiary of Realm Pty Ltd. in Australia. The firm was co-founded by Robert Camilleri and Andrew Papageorgiou. Headquartered in Melbourne, Realm offers access to fixed income and credit markets. They invest on behalf of Australian investors, into Australian companies.

BNP Paribas SA (Broker Spain) (BNP Paribas-Broker) is the broker-dealer division of BNP Paribas SA in Spain. The firm was founded in 1917 and is a subsidiary of BNP Paribas SA (EPA: BNP) in France. Headquartered in Madrid, BNP Paribas-Broker provides securities brokerage services to corporate and institutional clients.

L1 Capital Pty Ltd. is an independent investment advisor which was founded by Raphael Lamm and Mark Landau in 2007. Headquartered in Melbourne with additional offices in Sydney, New York and London, the firm manages money for a range of clients including large superannuation funds, endowment funds, financial planning groups, asset consultants, family offices, high net-worth individuals and retail investors. L1 Capital is a signatory of the UN Principles for Responsible Investment (UN PRI) and committed to incorporating environmental, social and corporate governance issues into their investment analysis and decision-making processes.