Scotte Carter

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.

E.J. De La Rosa & Co. is an investment bank, which helps cities, utilities, higher education institutions, and other non-profit businesses raise funds for capital projects. In addition to underwriting new bond issues, the firm sells and trades bonds in the secondary market. Their other services include capital planning, project development and post-closing. They were founded in 1989 and are located in Los Angeles. The firm is registered with the Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), and is a member of the Securities Investor Protection Corporation (SIPC).