Thomas Rozman

Mount Yale Capital Group LLC (Mount Yale) is an investment management firm headquartered in Minneapolis, Minnesota. The firm was founded by Greg Anderson in 1999 and is a subsidiary of Dalton Capital LLC. Mount Yale provides individuals, families, endowments, and foundations with access to research, custom portfolio solutions and high-quality investment strategies.

Part of Simplicity Financial Marketing Holdings, Inc., Sawtooth Asset Management, Inc. is a company that provides managed account investment solutions to independent wealth advisors. The company is based in Bloomington, MN. The company was founded in 2009 by Bradley Earl Pries, who has been the CEO since 2009. Sawtooth Asset Management was acquired by Simplicity Financial Marketing Holdings, Inc. on September 14, 2021.

Redhawk Wealth Advisors, Inc. (Redhawk) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Minneapolis, Minnesota. The firm was founded by Dan Hunt in 2008. Redhawk provides investment management and financial planning services to individuals, trusts, estates, charitable organizations, foundations, endowments, corporations, captive insurance companies (CIC or CICs), qualified retirement plans, or other businesses.

MAI Capital Management LLC (MAI) is a SEC-registered investment advisor and wealth management firm headquartered in Cleveland, Ohio. They are a wholly-owned subsidiary of MAI Capital Management Intermediate LLC. The firm was founded in 2007 as MAI Wealth Advisors LLC and became MAI Capital Management LLC in 2014. MAI provides discretionary and non-discretionary investment management to individuals, high-net worth individuals and families, and institutions. The firm also manages accounts in wrap-fee programs sponsored by other financial services firms.

Simplicity Financial Marketing, Inc. operates as an insurance distribution company. It provides annuities, life insurance and other financial products. The company was founded in 2008 and is headquartered in Summit, NJ.

Simplicity Financial Marketing Holdings, Inc. engages in financial products and consulting services. Through its subsidiaries, it provides annuity, life insurance, investment, and retirement solutions to independent insurance professionals, financial advisors, and corresponding clients. The company is headquartered in Summit, NJ.

Simplicity Group LLC engages in the provision web-based technology solutions. The company was founded by Adam K. Wilkinson and Matthew F. Schneck in July 2001 and is headquartered in Provo, UT.