Adam Baker

Commonwealth Securities Ltd. (CommSec) is the securities brokerage subsidiary of Commonwealth Bank of Australia (ASX: CBA ). Headquartered in Sydney, CommSec was founded in 1995 and offers a range of brokerage products and services including online trading, cash management, margin lending, and international share trading to retail cliens.

CLSA Australia Pty Ltd. is a securities brokerage firm headquartered in Sydney, Australia. The firm was founded in 2009 and is a subsidiary of CLSA Ltd., which is owned by CITIC Securities Co., Ltd. (SHA: 600030) in China. CLSA Australia provides equity research and broking, asset management, corporate finance and capital markets and securities services to corporates and investors.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

Goldman Sachs Australia Pty Ltd. is the Australian securities brokerage subsidiary of Goldman Sachs Holdings ANZ Pty Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Perth, Goldman Sachs Australia provides service to institutional clients who manage large portfolios of Australian and New Zealand equities. They work with the financial instruments used to trade debt, currency and commodities. Their clients include corporations, financial institutions, governments and high-net-worth individuals throughout Australasia.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA.

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients.

Part of Jefferies Financial Group, Inc., Jefferies (Australia) Pty Ltd. is a brokerage services provider. The company is based in Sydney, Australia. Michael Stock has been the CEO of the Australian company since 2018.

BBY Ltd. provides brokerage services. The private company is based in Sydney, AU. and has subsidiaries in New Zealand, Australia and United Kingdom. The Australian company was founded in 1987 by Graham Harry Buckeridge. Glenn Rosewall has been the CEO of the company since 2004.

Ord Minnett Ltd. is the brokerage and private wealth management subsidiary of IOOF Holdings Ltd. (ASX: IFL) in Australia. Headquartered in Sydney with additional office in Melbourne, the firm offers private wealth clients a full-service stockbroking services that covers Australian and global stock markets.

Perennial Value Management Ltd. (PVM) is an independent fund management firm headquartered in Sydney, Australia. The firm was founded by John Murray in 2000. PVM provides fund management services through equity ownership and the alignment of interests between key investment management staff and institutional and retail clients.

Watermark Funds Management Pty Ltd. (WFM) is an independent hedge fund management firm headquartered in Sydney, Australia. Formerly known as Braitling Investments Pty Ltd., the firm was founded as KWB Capital Pty Ltd. in 2003 by Justin Braitling, Geoff Wilson and Matthew Kidman. They became wholly-owned by Justin Braitling who subsequently renamed the firm. WFM provides investment management services to private pooled investment vehicles that are offered to investors on a private placement basis, Australian investment vehicles, including listed investment companies and separately managed accounts.

Blackwattle Investment Partners is an Australian investment manager that focuses on investing in emerging smaller companies that are becoming industry leaders. The private company is based in Sydney, Australia. Blackwattle is a new generation investment manager that is highly aligned and invests in quality businesses and people. Jarred Rubin has been the CEO of the Australian company since 2023.

FIL Investment Management (Australia) Ltd. (Fidelity Australia) is a fund management firm headquartered in headquartered in Sydney, Australia. The firm was founded in 2003 and is owned by Fil Ltd. in Bermuda. Fidelity Australia serves as an institutional client service and business development office that covers both Australia and New Zealand. The team is backed by a global research network, providing them with world-class Australian equities capability.

The Key Levels Group Pty Ltd. provides investment advice. The private company is based in Coffs Harbour, Australia.

Macquarie Capital (Europe) Ltd. (MCEL) is the London-based subsidiary of Macquarie Group Ltd. (SY: MQG), a global provider of banking, financial, advisory, investment and fund management services. Operating as part of the Macquarie Capital Advisers division, MCEL provides investment advisory services in the UK and in continental Europe. In relation with Macquarie Securities Group, they provide access to Asia Pacific markets for European clients. In terms of research, MCEL supplies macro-economic, markets and stock level analysis to a diverse range of clients. Their capabilities cover equity, debt, ForEx, futures, metals and mining worldwide, economics and strategy. In 2009 Macquarie Group acquired the international brokerage firm Fox-Pitt Kelton Cochran Caronia Waller LLC. The London branch Fox-Pitt, Kelton Ltd. was absorbed into MCEL.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

Credit Suisse (Australia) Ltd. (Credit Suisse Australia) is a broker/dealer firm headquartered in Sydney, Australia. The firm was founded in 1999 and is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Australia offers global securities sales, trading and execution, prime brokerage, underwriting, and comprehensive investment research for corporate and institutional investors.

Part of Nomura Holdings, Inc., Nomura Australia Ltd. is an Australian company that provides brokerage services. The company is based in Sydney, Australia. The CEO of the company is Andrew Macgonigal.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Religare Capital Markets (Hong Kong) Ltd. (RCM HK) is the Hong Kong brokerage subsidiary of Kyte Management Ltd., ultimately held by Religare Enterprises Ltd. (BSE: 532915) in India.

CGS International Securities Hong Kong Ltd. provides brokerage services. CGS International Securities Hong Kong Ltd. is based in Hong Kong, Hong Kong. The Chinese company was founded in 1991. Soo Lik Keoy has been the CEO of the company since 2010.

Mazi Macquarie Securities (RF) (Pty) Ltd. is a South African company that provides brokerage services. The joint venture company is based in Johannesburg, South Africa. The company was founded in 2006. The CEO is David Victor Fass.

Part of Argonaut Ltd., Argonaut Securities Pty Ltd. is an Australian corporate finance company that specializes in evaluating and executing transactions in the natural resources sectors, including Mergers & Acquisitions (M & A), Equity Capital Markets (ECM) transactions, Debt Capital Markets (DCM) transactions, Financial Advice, and Restructuring Advice. The company's Corporate Finance team consists of 17 professionals based in Perth, Australia. Argonaut is focused on sectors where its expertise can add substantial value and targets companies in specific capitalization ranges. The company was founded in 2004 by Eddie Rigg and Charles Fear, with Eddie Rigg serving as the CEO since then.

Credit Suisse Securities (Europe) Ltd. (Credit Suisse Europe) is the Great Britain-based brokerage subsidiary of Credit Suisse Investment Holdings (UK), itself a subsidiary of Credit Suisse Group AG (SWX: CSGN) in Switzerland. The firm was founded in 1966 and formerly known as Credit Suisse First Boston (Europe) Ltd. Headquartered in London, Credit Suisse Europe arranges financing in international capital markets, provides financial advisory services and acts as a dealer in securities, derivatives and foreign exchange on a principal and agency basis for corporate and institutional investors.

Morgans Holdings (Australia) Pty Ltd. provides investment advice services. The company is headquartered in Brisbane, Australia.