Alastair Antonio

Carlson Capital LP is an independent, SEC-registered investment advisor and alternative asset management firm headquartered in Dallas, Texas. The firm was founded by Clinton Carlson in 1993. Carlson Capital provides discretionary investment advisory services to privately-offered pooled investment vehicles and certain managed accounts.

Kayne Anderson Rudnick Investment Management LLC (KAR) is an investment advisory firm headquartered in Los Angeles, California. The firm was founded by Richard Kayne, John Anderson and Allan Rudnick in 1984. They are a direct subsidiary of Virtus Partners, Inc., ultimately held by Virtus Investment Partners, Inc. (NASDAQ: VRTS). KAR provides investment management and wealth advisory solutions to institutional, broker-dealer and high-net-worth clients.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Stevens First Principles Investment Advisors (SFP) is an independent investment advisory firm headquartered in Irvine, California. Founded in 1986, the firm provides investment and portfolio management, financial counseling and planning to individuals, families, trusts, retirement plans, and endowments.

Afraxis, Inc. operates as a contract research organization (CRO), specializes in preclinical efficacy evaluations (in vivo and in vitro), neurotoxicity evaluations, and structure-efficacy relationship (SER)-driven medicinal chemistry. It develops Afraxis ESP, an enhanced spine analysis platform that quantifies the morphology and maturity of synaptic dendritic spines, which are fundamental to information processing by neural synapses in the brain. The company was founded by Jay B. Lichter, Carmine Stengone, Susumu Tonegawa and Ben Vollrath in 2007 and is headquartered in San Diego, CA.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Oppenheimer & Co., Inc. (Broker) (Oppenheimer-Broker) is the global full-service brokerage division of Oppenheimer & Co., Inc., an investment boutique headquartered in New York City with additional offices nationwide. Founded in 1975, the firm is owned directly by Viner Finance Inc., an indirect subsidiary of Oppenheimer Holdings Inc. (NYSE: OPY). Oppenheimer-Broker offers a full array of brokerage services to retail, institutional, and corporate clients.

Windrose Health Investors LLC (Windrose) is a private equity subsidiary of MTS Health Partners LP founded in 2000 by Curtis Scott Lane. The firm is headquartered in New York City.

RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets.

Gary Platt Manufacturing LLC designs, manufactures and markets seating products. It produces, and distributes primarily for casinos, including slots, table games, poker, bar-top, and bingo. The company was founded in 1996 and is headquartered in Reno, NV.

China General Nuclear Power Corp. engages in the generation and sale of power, construction, operation and management of nuclear and renewable power. It also engages in wind power, hydroelectric power, and solar power as well as the provision of financial services. The company was founded on September 29, 1994 and is headquartered in Shenzhen, China.

CVF Capital Partners Inc (CVF Capital Partners) is a private equity firm founded in 2005 by José Blanco and Brad Triebsch. The firm is headquartered in Davis, California.

Collaborative Fund (Collaborative Fund) is a Venture Capital firm founded in 2010 by Craig Shapiro. The firm is headquartered in New York.

Section 32 LLC (Section 32) is a venture capital firm founded in 2017 by Bill Maris. The firm is headquartered in Silicon Valley, California.

Pivotal Bioventure Partners Investment Advisor LLC (Pivotal Bioventure) is a venture capital firm founded in 2017 by Vincent Cheung. The firm is headquartered in San Francisco, California.

Precision Machine & Manufacturing, Inc. manufactures screw conveyors, precision microvalves, rotary valves and feeders. It offers outboard tapered roller bearings, shaft seal, rotor blades and sealed doors. The company was founded in 1977 and is headquartered in Eugene, OR.

Pioneer Recycling Services LLC operates as a recycling company. The firm offers processing services for the sorting of comingled residential and office recyclables, loose and baled as well as grade separated recyclables for customers throughout both Washington and Oregon states. The company was founded in 2014 and is headquartered in Tacoma, WA.

Advanced Cell Diagnostics, Inc. operates as a biotechnology company. It specializes in the emerging field of molecular pathology and developing cell- and tissue-based diagnostic tests for personalized medicine. The company was founded by Lou Yuling and Steve Chan in 2006 and is headquartered in Newark, CA.

StackSocial, Inc. provides commerce platform for online publishers, communities and brands. It operates as an e-commerce platform that provides its users with discounts and offers on software and hardware. The company was founded by Josh Payne in September 2011 and is headquartered in Venice, CA.

Dorchester Capital Advisors LLC provides investment services. The private company is based in Los Angeles, CA and has subsidiaries in the United States.

Pacific Alternative Asset Management Co. Asia Pte Ltd. (PAAMCO Asia) is a hedge fund manager headquartered in Singapore. The firm was founded in 2006 and is a subsidiary of PAAMCO Prisma LLC, ultimately owned by Pholdings LLC in the US. PAAMCO Asia offers alternatives solutions on behalf of institutional investors.

RAM Capital Management LLC (RAM) is an independent registered investment advisor and wealth manager headquartered in Rye, New York. The firm was founded by Robert Munsie in 1995. RAM provides portfolio management services to individuals and institutions.