James Shin

D. A. Davidson & Co. is a dually SEC-registered investment adviser and FINRA broker-dealer headquartered in Great Falls, Montana. The firm was founded in 1935 and is a subsidiary of D.A. Davidson Companies, a financial service holding company. They provide liquidity and execution in small & mid-cap stocks to a wide range of institutional investors, including mutual fund and money managers around the world.

Riordan, Lewis & Haden, Inc. (RLH Equity Partners) is a private equity firm founded in 1982 by John Christopher Lewis and Dick J. Riordan. The firm is headquartered in Los Angeles, California.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

Age of Learning, Inc. provides online education services. It offers a digital early learning resource that provides engaging and learning activities to young learners, families, and teachers. The company was founded by Doug C. Dohring in February 2007 and is headquartered in Glendale, CA.

McKinsey & Co., Inc. provides management consulting services. It specializes in design, marketing and sales, analytics, operations, transformation and restructuring, risk, strategy and corporate finance, and sustainability and resource productivity. The company was founded by James O. McKinsey in 1926 and is headquartered in New York, NY.

ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Catterton Management Co. LLC (L Catterton) is a private equity subsidiary of L Catterton Management Ltd. founded in 1989. The firm is headquartered in Greenwich, Connecticut.

Part of Candlelight Investment Holdings, Inc., The Source is a company that provides incentive programs and medical services. The company is based in Chicago, IL. The CEO of the company is Geoffrey G. Wormer. The Source was acquired by HA-LO Industries, Inc. on March 17, 1993.

Petstore.com is an online retail store that specializes in selling pet products and providing information on pet care. The private company is based in Garden Grove, CA. Petstore.com was acquired by Ipet Holdings, Inc. from Discovery, Inc. on July 14, 2000 for $12.33 million.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

Levine Leichtman Capital Partners, Inc (LLCP) is an Independent Private Equity firm founded in 1984 by Arthur E. Levine and Lauren Beth Leichtman. The firm is headquartered in Beverly Hills.

Hackman Capital Partners LLC is a privately-held real estate investment and operating company founded in the year of 1986 by Michael Hackman. The firm is headquartered in Culver, California.

K1 Investment Management LLC (K1 Investment Management) is a venture capital firm founded by R. Neil Malik in 2011. The firm is headquartered in Manhattan Beach, California.

AdvicePeriod LLC is a wealth management firm headquartered in Los Angeles, California. The firm was founded by Steven Lockshin in 2013 and is majority owned by Mariner Wealth Advisors LLC. AdvicePeriod provides advisory services to individuals, trusts, estates, family entities, charitable organizations, corporations, and other business entities.

USC Marshall Venture (USC Marshall Venture) is a venture capital subsidiary of USC Marshall School of Business, founded in 2018. The firm is headquartered in Los Angeles, California.

Valentia Capital Management LP (VCM) is a hedge fund management firm headquartered in Greenwich, Connecticut. The firm is a subsidiary of Valentia Capital Management GP LLC, which is owned by WSRE Investments LLC. VCM provides investment advisory and management services to high-net-worth clients.

Techstars Ventures is a venture capital subsidiary of TechStars Central LLC founded in 2006. The firm is headquartered in Boulder, Colorado.

M13 Ventures Management LLC (M13 Ventures) is a venture capital firm founded in 2016 by Carter Milliken Reum and Courtney Reum. The firm is headquartered in Santa Monica, California.

HGGC LLC (HGGC) is a private equity firm founded in 2007 by Robert Gay, Greg Benson, Rich Lawson and Steve Young. The firm is headquartered in Palo Alto, California and was formerly known as Huntsman Gay Global Capital LLC.

Tygon Peak Capital (Tygon Peak Capital) is a private equity firm founded in 2016. The firm is headquartered in New York.

Sumeru Equity Partners LP (Sumeru Equity Partners) is a private equity subsidiary of Sumaru Equity Partners LLC founded by Jason Babcoke, Randy Randleman, Paul Mercadante, and John Brennan. The firm is headquartered in San Mateo, California.

Trousdale Capital Management LLC (Numeta Capital) is a private equity firm founded in 2019 by Nima Shahian. The firm is headquartered in Los Angeles, Califorina.

Better Tomorrow Ventures LLC (Better Tomorrow Ventures) is a venture capital firm founded in 2019 by Sheel Mohnot and Jacob Gibson. The firm is headquartered in San Francisco, California.

Upwards, Inc. develops software, which helps daycare and manages the day-to-day operations. The company was founded by Jessica Chang, Jesse Forrest and Mathew Reilly and is headquartered in Venice, CA.

Hovde Group LLC is a leading boutique investment bank that has been providing advisory services to the financial services sector for over 30 years. The private company offers a full suite of investment banking, capital markets, research, equity sales, and trading services to its clients, including institutional and retail investors, community and regional banks, and other financial companies located throughout the United States. The company is based in Inverness, IL, and has subsidiaries in the United States. Hovde Group consistently ranks among the bank sector's top M&A and capital markets advisory firms, is a leading market maker of community and regional bank stocks, and produces high-quality research from award-winning analysts. The American company was founded in 1987 by Steven Donald Hovde, who has been the CEO since then.

PG13 Launchpad Alpha, Inc. engages in e-commerce for consumer packaged goods. The company is headquartered in Santa Monica, CA.

Pasadena Angels, Inc. (Pasadena Angels) is an angel investment firm founded in 2000 by DuWayne J. Peterson. The firm is headquartered Altadena, California.

Plus Capital Management LLC (Plus Capital) is a venture Capital firm founded in 2012 by Adam Lilling. The firm is headquartered in Marina del Rey, California.

Canyon Creek Capital Management LLC (Canyon Creek Capital) is a venture capital firm founded in 2010 by James B. Jordan. The firm is headquartered in Santa Monica, California.

Pegasus Tech Ventures, Inc.(Pegasus Tech Ventures) is an independent Venture Capital firm founded in 2011 by Anis Uzzaman and Vitaliy Arbuzov. The firm is headquartered in San Jose, California with additional offices around the world.

Avista Capital Holdings LP (Avista Capital Partners) is a private equity firm founded in 2005 by Steven Webster and Thompson Dean. The firm is headquartered in New York.