Joel Plasco

Rockwood Strategic Plc is a closed-ended mutual fund, which engages in the business investment activities. It focuses on smaller public and private equity companies in the United Kingdom and Europe. The company was founded on July 26, 1999 and is headquartered in London, the United Kingdom.

Collins Stewart Hawkpoint Ltd. provides financial advisory services. Its services include institutional stock broking, fixed income credit trading, corporate broking, corporate finance advisory services, debt capital markets advice, restructuring and debt advisory services, private client and intermediary wealth management, and fund management. The company was founded on May 05, 2006 and is headquartered in London, the United Kingdom.

Founded in 1979 as Reynders Gray & Co., Inc., Ticonderoga Securities LLC is an SEC-registered broker/dealer headquartered in New York City. The firm is a subsidiary of GEROVA Financial Group Ltd. (NYSE: GFC), a specialty reinsurance company based in St. George, Cayman Islands. In May 2009, Ticonderoga Securities acquired Reynders, Gray & Co., Inc. and in May 2011, they acquired Soleil Securities Corp. Ticonderoga Securities focuses on domestic and international equities and with emphasis on high quality, order execution, as well as a differentiated research offering to support their execution capabilities. The firm's analysis focuses primarily on the following sectors: basic materials, capital goods/industrials, consumer, energy, financials, healthcare, strategy/policy, technology, transportation and utilities. The firm clears their equity business through National Financial Services Corp., a wholly-owned, guaranteed subsidiary of the Fidelity organization and their fixed-income business through Pershing LLC, a BNY Mellon company.