Karen Yiu

Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors.

Credit Agricole Securities (USA), Inc. (Credit Agricole Securities USA) is a full service broker-dealer headquartered in New York City. The firm was founded in 2004 and formerly known as Calyon Securities USA, Inc. and Credit Lyonnais Securities, Inc. They are a subsidiary of Crédit Agricole Global Partners, Inc., which is owned by Rue la Boétie SAS’s Credit Agricole SA (EPA: ACA) in France. Credit Agricole Securities USA provides investors’ customized solutions to ensure they achieve their execution objectives in the tradition of service excellence and product innovation.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Comgest Far East Ltd. (CFE) is the Hong Kong asset management subsidiary of Paris-based Comgest SA which was founded in 1993. Headquartered in Hong Kong, CFE manages the Comgest Panda fund, investing in shares of listed Asian growth stocks (ex-Japan). They are a signatory to the United Nations Principles for Responsible Investment (UNPRI).

Nam Tai Electronic & Electrical Products Ltd. manufactures and wholesales computer peripheral equipment and software. The company operates through three divisions: Consumer Electronic and Communication Products, Telecommunication Component Assembly and LCD Products. CECP includes the manufacturing and marketing of consumer electronic and communication products, assembling. TCA includes manufacturing and marketing of telecommunication component assembly. LCDP includes manufacturing and marketing of LCD products, parts and components. Other activity includes investment holding. The company was founded on 24 December, 1989 and is headquartered in Hong Kong.

Part of The Toronto-Dominion Bank, Latitude Capital Group is a Chinese company that provides investment advisory services. The company is based in Hong Kong, Hong Kong. The company was founded by Frank Au and Benedict Tai. Latitude Capital Group was acquired by Cowen Group, Inc. on August 22, 2008.

Part of Nomura Holdings, Inc., Nomura Asia Holding NV is a holding Dutch company that provides financial services. The company is based in Amsterdam, Netherlands. The CEO of the company is Toshiyasu Iiyama.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

China International Capital Corp. Ltd. (Broker) (CICC) is the brokerage division of China International Capital Corp. Ltd. which was established in 1995 as a strategic partnership between Chinese and international financial institutions and corporations. Headquartered in Beijing, CICC was the first joint venture investment bank in China. The firm's core business departments were investment banking, capital markets, sales & trading, research, fixed-income and asset management. CICC offers a range of brokerage services to international and domestic institutional and individual investors. In 2007 the firm set up a wholly-owned subsidiary specializing in private equity investments and focusing on buyout opportunities within China.

BNP Paribas Securities (Asia) Ltd. (BNPP SEC ASIA) is the Hong Kong-based brokerage subsidiary of BNP Paribas SA (EPA: BNP), an international banking group headquartered in France. BNPP SEC ASIA provides electronic trading services to its clients, including its affiliates which take principal or riskless principal positons. Such services enable the access to, and execution of trades via, alternative liquidity pools (ALPs), or commonly known as dark pools, operated by other service providers or affiliates of the firm (Third Party ALPs).

CEFC Shanghai Securities Ltd. provides brokerage services. CEFC Shanghai Securities Ltd. is based in Shanghai, China. CEFC Shanghai Securities was acquired by Fortune Securities Co. Ltd. from Hunan Iron & Steel Group Co., Ltd. on April 24, 2007. The Chinese company was founded in 2002. The CEO is Can Hui Chen.

Part of UOB-Kay Hian Holdings Ltd., UOB Kay Hian Investment Consulting (Shanghai) Co. Ltd. provides research and investment advice. The company is based in Shanghai, China. Lei Fu has been the CEO of the Chinese company since 2002.

Part of Sino Splendid Holdings Ltd., CDC Mobile Media Corp. is a Chinese investment holdings company. The company is based in Hong Kong, Hong Kong.

China Merchants Securities (HK) Co., Ltd. is a Chinese company that provides brokerage services. It is based in Hong Kong, Hong Kong and ultimately controlled by the Government of China. The company was founded in 1986.

CDC Games Corp. is a Chinese company that publishes online games. The private company is based in Beijing, China. and has subsidiaries in Hong Kong. Kwong Chi Wong has been the CEO of the company since 2008.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

Phoenix Satellite Television Co. Ltd. engages in the broadcasting services. It specializes in advertising, publishing, radio broadcasting, and education projects. It offers the following channels: AsiaSat 7, China Sat-6B, EUROBIRD, Telsat-12, Directv, Echostar, G3-C, SATMEX-6, and Bell ExpressVU. The company was founded on November 16, 1995 and is headquartered in Hong Kong.

TR Advisors Ltd. (TR Capital) is a private equity subsidiary of TR Capital Group founded in 2007 by Paul Gratien Robine. The firm is headquartered in Hong Kong.

BOCOM International Securities Ltd. (BISL) is the wholly-owned brokerage subsidiary of BOCOM International Holdings Co. Ltd., itself a wholly-owned subsidiary of Bank of Communications Co., Ltd. (PK: BCMXY) in China. The firm was created in 2007 when BCOM Securities Co. Ltd., restructured and became BOCOM International Holdings Co., Ltd., establishing BOCOM International-Asia, BOCOM International Securities Ltd., and BOCOM International Asset Management Ltd. as wholly-owned subsidiaries, each specifically designed to focus on their unique businesses. Based in Hong Kong, BISL specializes in providing platforms for securities, futures, contracts trading and margin financing business activities. Clients can place trading instructions directly to investment advisors via designated telephone lines, including a secured on-line trading platform for both securities and futures contracts. As a member of the Hong Kong Stock Exchange, the firm provides direct execution via the AMS/3 System to their clients for all Hong Kong listed shares.

Part of The Toronto-Dominion Bank, Cowen Latitude Asia is a Chinese company that provides investment advisory services. The company is based in Hong Kong, Hong Kong. The CEO of the company is Frank Au.

Daiwa Capital Markets (Hong Kong) Ltd. (Daiwa HK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Daiwa Capital Markets Asia Holding BV, ultimately owned by Daiwa Securities Group, Inc. (TYO: 8601) in Japan. Founded in 1970, Daiwa HK offers brokerage services to an established international client base.

Morgan Stanley Asia Ltd. (MSA) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1987 and is a subsidiary of Morgan Stanley (NYSE: MS) in the US. MSA provides institutional securities such as equities, fixed income, derivatives and research.

Jefferies Hong Kong Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Jefferies Group LLC, which is owned by Jefferies Financial Group, Inc. (NYSE: JEF) in the US. Jefferies Hong Kong is a client-focused full-service sales, trading and capital markets platform across all equity and fixed income securities. They provide an array of trading and execution services for their clients.

Artisan de Luxe Holding LLC is an American company that manufactures and distributes clothing for both men and women.

CGS International Securities Hong Kong Ltd. provides brokerage services. CGS International Securities Hong Kong Ltd. is based in Hong Kong, Hong Kong. The Chinese company was founded in 1991. Soo Lik Keoy has been the CEO of the company since 2010.

ASEAN Fintech Group Ltd. is a Singaporean company founded in 2017 that specializes in accelerating Fintech adoption. The private company is based in Singapore, Singapore. The company focuses on deepening synergistic value in their Payments, Lending, InsurTech and Digital Wealth Management businesses. and has subsidiaries in Malaysia, Philippines and Thailand.

WZ Group Ltd. engages in the provision of supply chain services. It operates through the Supply Chain Software as a Service (SaaS) Solutions and Supply Chain Services segments. The Supply Chain SaaS Solutions segment includes transaction execution, credit management, rating-based distributor management, risk management engine, evaluation management, data cockpit, business development, resource empowerment, evaluation management, risk management, and data dashboard. The Supply Chain Services segment is involved in the procurement and distribution of pan-building materials; services in connection with installation, including layout planning, installation, testing and maintenance; and other value-added services, including project planning and management services. The company was founded in 2011 and is headquartered in Hangzhou, China.

China Life Franklin Asset Management Co. Ltd. (China Life Franklin-AM) is an independent asset management firm headquartered in Hong Kong. The firm was founded in 2005 as a joint venture by Franklin Templeton Investments and China Life Group to manage China Life Group's non-renminbi overseas assets. China Life Franklin-AM provides investment management and advisory services to Chinese institutional investors.