Neil Douglas Klein
Investment Committee Member bij Carret Asset Management LLC
Profiel
Mr. Neil D.
Klein is a Principal, Senior Managing Director & Co-Director of Fixed Income Strategy at Carret Asset Management LLC.
He also serves on the firm's Executive Committee.
He has over 25 years of experience in the investment management industry.
He Co-Chairs the Fixed Income Investment Policy Committee and is responsible for all facets of Carret's Fixed Income capabilities.
Prior to joining Carret, Mr. Klein was a Managing Director and Senior Portfolio Manager at Abner, Herrman & Brock Asset Management.
Formerly, he spent nine years with Oppenheimer & Co., Inc. in New York City as a Senior Fixed Income Portfolio Manager managing the fixed income investment strategies for Oppenheimer Investment Advisers’ discretionary portfolios.
He began his investment career in 1987 at Merrill Lynch.
Mr. Klein received his B.S.
in Agricultural Business Management from The Pennsylvania State University and M.B.A.
from Fox School of Business & Management, Temple University.
He is a member of The Municipal Analysts Group of New York and the National Federation of Municipal Analysts.
Actieve functies van Neil Douglas Klein
| Bedrijven | Functie | Begin |
|---|---|---|
Carret Asset Management LLC
 Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families. | Investment Committee Member | 01-05-2008 |
Eerdere bekende functies van Neil Douglas Klein
| Bedrijven | Functie | Einde |
|---|---|---|
Merrill Lynch & Co., Inc. /Old/
 Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Corporate Officer/Principal | 31-12-2004 |
Oppenheimer & Co., Inc.
 Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Corporate Officer/Principal | - |
Abner, Herrman & Brock LLC
 Abner, Herrman & Brock LLC Investment ManagersFinance Abner, Herrman & Brock LLC (AHB) is a SEC-registered investment advisor and wealth management firm headquartered in Jersey City, New Jersey. The firm was founded in 1981 and is a subsidiary of Abner Trust. AHB specializes in actively managed customized separately managed accounts (SMAs). Their customized separately managed accounts are suitable for private clients and their families, non-profit organizations such as endowments and foundations, trusts and corporations. | Investment Committee Member | 31-12-2007 |
Opleiding van Neil Douglas Klein
| The Pennsylvania State University | Undergraduate Degree |
| Fox School of Business | Masters Business Admin |
Ervaring
Beklede functies
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Beursgenoteerde bedrijven
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Verwante bedrijven
| Bedrijven in privébezit | 4 |
|---|---|
Merrill Lynch & Co., Inc. /Old/
Merrill Lynch & Co., Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch & Co., Inc. provided wealth management, securities trading and sales, corporate finance and investment banking services. Merrill Lynch was a global trader and underwriter of securities and derivatives across a range of asset classes and serve as a strategic advisor to governments, institutions and individuals worldwide. The company was founded in 1913 and was headquartered in Charlotte, NC. | Finance |
Abner, Herrman & Brock LLC
Abner, Herrman & Brock LLC Investment ManagersFinance Abner, Herrman & Brock LLC (AHB) is a SEC-registered investment advisor and wealth management firm headquartered in Jersey City, New Jersey. The firm was founded in 1981 and is a subsidiary of Abner Trust. AHB specializes in actively managed customized separately managed accounts (SMAs). Their customized separately managed accounts are suitable for private clients and their families, non-profit organizations such as endowments and foundations, trusts and corporations. | Finance |
Oppenheimer & Co., Inc.
Oppenheimer & Co., Inc. Investment ManagersFinance Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY. | Finance |
Carret Asset Management LLC
Carret Asset Management LLC Investment ManagersFinance Carret Asset Management LLC (Carret) is a SEC-registered investment advisor and wealth management firm headquartered in New York City. The firm was founded by Philip Carret in 1963 and is a wholly owned subsidiary of Cascar Holdings, Inc., which is ultimately owned by SBI Holdings, Inc. (TYO: 8473) in Japan. Carret provides investment management services to wealth managers, financial advisors, select institutional clients, and high-net-worth individuals and families. | Finance |
