Peter Earl Mulholland

Cowen & Co. LLC is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 2004 and is a subsidiary of Cowen Holdings, Inc., ultimately owned by The Toronto-Dominion Bank (TSE: TD) in Canada. Cowen & Co. offers industry-focused investment banking for growth-oriented companies, domain knowledge-driven research and a sales and trading platform for institutional investors. Their institutional sales and trading business serves both equity and fixed-income clients. Sales and trading execution platform is structured around the following key verticals: (1) healthcare (2) technology, telecommunications and media (TMT) (3) REITs and financials (4) aerospace and defense (5) consumer and (6) alternative energy.

Phalanx Trading LLC is a private company based in Topsfield, MA. Phalanx Trading LLC was founded by Brian Woodland.

The Securities Investor Protection Corporation either acts as trustee or works with an independent court-appointed trustee in a missing asset case to recover funds. The statute that created SIPC provides that customers of a failed brokerage firm receive all non-negotiable securities that are already registered in their names or in the process of being registered. Recovered funds are used to replenish SIPC's reserve in the event that the reserve is tapped in the early stages of a liquidation proceeding.

Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC.

Mercury Brewing & Distribution Co., Inc. manufactures and sells the malt beverages. The company is headquartered in Ipswich, MA.

Walker Partners LLC provides engineering and surveying services. It uses software, techniques, and equipment to provide clients with their solutions. The company was founded by George E. Walker in 2004 and is headquartered in Waco, TX.

Magnolia Lane Financial, Inc. operates as an investment holding company. The company was founded on April 4, 2013 and is headquartered in Topsfield, MA.

Magnolia Lane Income Fund operates as a development stage company. The company was incorporated on May 12, 2009 and is headquartered in Topsfield, MA.

Part of Huntwicke Capital Group, Inc., Huntwicke Securities LLC is a brokerage firm. The company is based in Topsfield.

Part of Huntwicke Capital Group, Inc., Huntwicke Advisors LLC is a company that provides financial advice services. The company is based in Topsfield, MA.