Stephen James Sperling
Portefeuillebeheerder-Aandelen bij Wintrust Investments LLC
Profiel
Mr. Stephen J.
Sperling is a Senior Vice President at Wintrust Investments LLC.
He joined the firm in September 2007 and offers his clients a full suite of wealth management products and services.
With more than 20 years of industry experience, he strives to provide sound investment advice and personalized financial solutions.
His philosophy is built on developing lasting relationships based on a thorough understanding of each client’s individual needs, risk tolerance, time horizon, and long-term investment objectives.
He helps meet these goals with a comprehensive offering of securities, asset management, trust, and banking services.
Mr. Sperling was employed as a Principal by Harris Bank, a Financial Advisor by LaSalle Financial Services, Inc., and a Vice President by Wintrust Capital Management LLC.
He holds a BS from Northern Illinois University.
He is a member of the Palatine Chamber of Commerce and a board member of the Plum Grove Estates Property Owners Association and also holds FINRA Series 7, 63, and 65 Licenses in addition to Life, Health, and Variable Annuities Insurance Licenses.
Actieve functies van Stephen James Sperling
| Bedrijven | Functie | Begin |
|---|---|---|
Wintrust Investments LLC
 Wintrust Investments LLC Investment ManagersFinance Wintrust Investments LLC (WTI) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1931 and formerly known as Wayne Hummer Investments LLC and changed their name to Wintrust Investments LLC in 2018. They are a subsidiary of Wintrust Bank, NA, which is owned by Wintrust Financial Corp. (NASDAQ: WTFC). WTI provides portfolio management services to individuals, high-net worth individuals, banking or thrift institutions, corporate pension and profit-sharing plans, foundations, endowments, trust programs, and other US institutions. | Portefeuillebeheerder-Aandelen | 01-09-2007 |
Eerdere bekende functies van Stephen James Sperling
| Bedrijven | Functie | Einde |
|---|---|---|
Wintrust Capital Management LLC
 Wintrust Capital Management LLC Investment ManagersFinance Wintrust Capital Management LLC is a registered investment advisor headquartered in Chicago. The firm is also known as Great Lakes Advisors LLC. Wintrust traces its origin to 1931 when Wayne Hummer, George Barnes and Harry Baum formed a financial services firm that provided investment advice to small and medium-sized banks. In 1981, after serving investors for 50 years, Wayne Hummer Management Co. was formed to provide discretionary, fee-based, investment management services. In 2002, Wayne Hummer Management Co. merged with Wintrust Financial Corp. (NasdaqGS: WTFC), a Chicago-based a financial services holding company and the firm became known as Wintrust Capital Management. Wintrust Capital Management consists of 3 divisions: Wayne Hummer Investments, the Chicago Trust Co. and Wayne Hummer Asset Management Co. | Portefeuillebeheerder-Aandelen | 30-06-2011 |
LaSalle Financial Services, Inc.
 LaSalle Financial Services, Inc. Finance/Rental/LeasingFinance A subsidiary of LaSalle National Bank, LaSalle Financial Services, Inc. is a broker/dealer headquartered in Chicago. Their ultimate parent is Bank of America Corporation (NYSE: BAC). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research | Corporate Officer/Principal | - |
Harris Bank
 Harris Bank Major BanksFinance Harris Bank provides commercial banking services. The bank provides deposit and lending, private bank and wealth management, middle-market investment banking, and real estate investment trust services. It is headquartered in Chicago, IL | Corporate Officer/Principal | - |
Opleiding van Stephen James Sperling
| Northern Illinois University | Undergraduate Degree |
Ervaring
Beklede functies
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Bedrijven in privébezit
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Bedrijven verbonden in de eerste graad
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Verwante bedrijven
| Bedrijven in privébezit | 4 |
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Wintrust Capital Management LLC
Wintrust Capital Management LLC Investment ManagersFinance Wintrust Capital Management LLC is a registered investment advisor headquartered in Chicago. The firm is also known as Great Lakes Advisors LLC. Wintrust traces its origin to 1931 when Wayne Hummer, George Barnes and Harry Baum formed a financial services firm that provided investment advice to small and medium-sized banks. In 1981, after serving investors for 50 years, Wayne Hummer Management Co. was formed to provide discretionary, fee-based, investment management services. In 2002, Wayne Hummer Management Co. merged with Wintrust Financial Corp. (NasdaqGS: WTFC), a Chicago-based a financial services holding company and the firm became known as Wintrust Capital Management. Wintrust Capital Management consists of 3 divisions: Wayne Hummer Investments, the Chicago Trust Co. and Wayne Hummer Asset Management Co. | Finance |
Harris Bank
Harris Bank Major BanksFinance Harris Bank provides commercial banking services. The bank provides deposit and lending, private bank and wealth management, middle-market investment banking, and real estate investment trust services. It is headquartered in Chicago, IL | Finance |
LaSalle Financial Services, Inc.
LaSalle Financial Services, Inc. Finance/Rental/LeasingFinance A subsidiary of LaSalle National Bank, LaSalle Financial Services, Inc. is a broker/dealer headquartered in Chicago. Their ultimate parent is Bank of America Corporation (NYSE: BAC). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research | Finance |
Wintrust Investments LLC
Wintrust Investments LLC Investment ManagersFinance Wintrust Investments LLC (WTI) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 1931 and formerly known as Wayne Hummer Investments LLC and changed their name to Wintrust Investments LLC in 2018. They are a subsidiary of Wintrust Bank, NA, which is owned by Wintrust Financial Corp. (NASDAQ: WTFC). WTI provides portfolio management services to individuals, high-net worth individuals, banking or thrift institutions, corporate pension and profit-sharing plans, foundations, endowments, trust programs, and other US institutions. | Finance |
