Steven Alan Sugarman
Algemeen Directeur bij Axos Clearing, Inc.
Oorsprong van het eerstegraads netwerk van Steven Alan Sugarman
Entiteit | Type entiteit | Industrie | |
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Dartmouth College
267
| College/University | Other Consumer Services | 267 |
Public Company | Regional Banks | 36 | |
Los Angeles Team Mentoring, Inc.
Los Angeles Team Mentoring, Inc. Miscellaneous Commercial ServicesCommercial Services Los Angeles Team Mentoring, Inc. was founded in 1992. The private company is based in Los Angeles, CA. The company provides team mentoring programs for over 1,000 middle school youth each week with the help of 300 volunteer mentors, providing 96,000 hours of service annually.
20
| Private Company | Miscellaneous Commercial Services | 20 |
Yale Law School
19
| College/University | Other Consumer Services | 19 |
Axos Clearing, Inc.
Axos Clearing, Inc. Investment Banks/BrokersFinance Part of Axos Financial, Inc., Axos Clearing, Inc. is a full-service clearing firm with a highly experienced team of professionals in the securities lending markets. Axos Clearing is based in Santa Monica, CA. The company offers flexible custody solutions for modern registered investment advisors (RIAs). Steven Alan Sugarman has been the CEO of the company since 2011.
3
| Subsidiary | Investment Banks/Brokers | 3 |
GPS Partners LLC
GPS Partners LLC Investment ManagersFinance Founded by Brett Messing and Steven Sugarman, GPS Partners LLC is a Santa Monica, California-based hedge fund management firm. They manage the GPS high Yield Equities Fund LP, the GPS New Equity Fund LP, the GPS New Equity Fund (Cayman) Ltd., the GPS Income Fund LP and the GPS Income Fund (Cayman) Ltd
2
| Extinct | Investment Managers | 2 |
Lehman Brothers Global Asset Management
Lehman Brothers Global Asset Management Investment Banks/BrokersFinance Part of Franklin Resources, Inc., Lehman Brothers Global Asset Management is an American asset management company. The company is based in NY. Lehman Brothers Global Asset Management was acquired by Legg Mason, Inc., a subsidiary of Franklin Resources, Inc. from Lehman Brothers Holdings, Inc. on February 13, 1996 for $10 million.
1
| Subsidiary | Investment Banks/Brokers | 1 |
Grafiek van bedrijven verbonden in de tweede graad
Connectie in verschillende bedrijven
Bedrijven verbonden met Steven Alan Sugarman via zijn persoonlijke netwerk
Onderneming | Sector | Gelieerde personen | Hoofdpost |
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MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal Sales & Marketing | |
Artisan Partners LP
Artisan Partners LP Investment ManagersFinance Artisan Partners LP (Artisan Partners) is a mutual fund manager and SEC-registered investment advisor headquartered in Milwaukee, Wisconsin. The firm was founded in 2009 by Andrew Ziegler and is a wholly-owned subsidiary of Artisan Partners Holdings LP, itself a subsidiary of Artisan Partners Asset Management, Inc. (NYSE: APAM). Artisan Partners serves as investment adviser to a variety of separately managed accounts, unregistered pooled investment vehicles, trustees of collective investment trusts, and to each series of Artisan Partners Funds, Inc. (Artisan Partners Funds) and Artisan Partners Global Funds plc (Artisan Partners Global Funds), an open-ended management investment company. | Investment Managers | Portfolio Manager-Equities | |
BlackRock Advisors LLC
BlackRock Advisors LLC Investment ManagersFinance BlackRock Advisors LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. The firm was founded in 1994 and is a subsidiary of BlackRock Capital Holdings, Inc., ultimately held by BlackRock, Inc. (NYSE: BLK). BlackRock Advisors manages assets for US-registered investment companies and 529 Plans. | Investment Managers | Director of Research - Equity Portfolio Manager-Fixed Income | |
SIERRA BANCORP | Regional Banks | Director/Board Member Corporate Officer/Principal | |
JPMorgan Securities LLC
JPMorgan Securities LLC Investment Banks/BrokersFinance JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
University of Notre Dame | College/University | Undergraduate Degree Undergraduate Degree | |
Security Investors LLC
Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts. | Investment Managers | Analyst-Equity Analyst-Equity | |
Crossroads Capital, Inc.
Crossroads Capital, Inc. Investment ManagersFinance Crossroads Capital, Inc. is a managed, non-diversified, closed-end management investment company. It has an objective of focusing on preserve capital and maximize stockholder value by pursuing the sale of our portfolio investments, limiting expenses and deploying surplus cash as appropriate, including into yielding investments to offset, in part, operating expenses. The company was founded on May 9, 2008 and is headquartered in Lincoln, NE. | Investment Managers | Chief Investment Officer | |
BDCA Adviser LLC
BDCA Adviser LLC Investment ManagersFinance BDCA Adviser LLC (BDCA Adviser) is a private equity subsidiary of Benefit Street Partners LLC founded in 2010. The firm is headquartered in New York. | Investment Managers | Director/Board Member | |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal Corporate Officer/Principal | |
The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Graduate Degree | |
Harvard University
Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree Masters Business Admin Graduate Degree | |
Stanford University | College/University | Undergraduate Degree Graduate Degree Graduate Degree | |
Harvard Business School | College/University | Masters Business Admin Masters Business Admin Masters Business Admin Masters Business Admin | |
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity Corporate Officer/Principal Corporate Officer/Principal | |
Tuck School of Business at Dartmouth | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
University of California, Los Angeles | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
Manatt, Phelps & Phillips LLP
Manatt, Phelps & Phillips LLP Miscellaneous Commercial ServicesCommercial Services Manatt, Phelps & Phillips LLP provides legal services. The firm offers advertising litigation, advertising, marketing, media, antitrust, competition, branding, trademarks, copyright, business strategy and consulting services. The company was founded in 1965 and is headquartered in Los Angeles, CA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
UBS Investment Bank (US)
UBS Investment Bank (US) Investment Banks/BrokersFinance UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
The University of Chicago Booth School of Business | College/University | Masters Business Admin Masters Business Admin | |
George Washington University | College/University | Graduate Degree Undergraduate Degree | |
Federal Reserve Bank of San Francisco | General Government | Director/Board Member Director/Board Member | |
New York University | College/University | Masters Business Admin Graduate Degree | |
Investor Group Services LLC
Investor Group Services LLC Miscellaneous Commercial ServicesCommercial Services Investor Group Services LLC provides strategic consulting services. Its services include company diligence studies, market strategy reviews, and strategic planning process. The company was founded by Mindy Berman in 1998 and is headquartered in Boston, MA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
University of Michigan | College/University | Masters Business Admin Graduate Degree | |
Federal Home Loan Bank of San Francisco
Federal Home Loan Bank of San Francisco Regional BanksFinance Federal Home Loan Bank of San Francisco provides financing, community development grants and other banking services. Its services include grant programs such as affordable housing program, wish program, credit programs like community investment programs and community works. The company is headquartered in San Francisco, CA. | Regional Banks | Chairman Director/Board Member | |
Bank of the Sierra
Bank of the Sierra Regional BanksFinance Bank of the Sierra engages in providing banking services. It also offers a wide range of deposit products for individuals and businesses including checking accounts, savings accounts, money market demand accounts, time deposits, retirement accounts, and sweep accounts. The company was founded on September 14, 1977 and is headquartered in Porterville, CA. | Regional Banks | Director/Board Member Corporate Officer/Principal | |
United States Marine Corps | Sovereign | Corporate Officer/Principal Corporate Officer/Principal | |
California Bankers Association
California Bankers Association Miscellaneous Commercial ServicesCommercial Services California Bankers Association provides legislative advocacy and regulatory advocacy to the banking industry. The non-profit company is based in San Francisco, CA and has subsidiaries in United States. Simone F. Lagomarsino has been the CEO of the company since 2017. | Miscellaneous Commercial Services | President Director/Board Member | |
Operation HOPE, Inc.
Operation HOPE, Inc. Miscellaneous Commercial ServicesCommercial Services Operation HOPE, Inc. operates as non-profit organization that provides credit counseling, case management, economic education, loan preparation and outreach services to the community. The company was founded by John Hope Bryant in 1992 and is headquartered in Los Angeles, CA. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member | |
Vanderbilt University | College/University | Masters Business Admin | |
Newton Investment Management North America LLC
Newton Investment Management North America LLC Investment ManagersFinance Newton Investment Management North America LLC (NIMNA) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 2021 and is a subsidiary of MBC Investments Corp., ultimately owned by The Bank of New York Mellon Corp. (NYSE: BK). NIMNA provides discretionary and non-discretionary investment advice to institutional clients, including US and global pension funds, sovereign wealth funds, trusts, central banks, endowments, foundations, insurance companies, registered mutual funds, other pooled investment vehicles and other institutions. | Investment Managers | Analyst-Equity | |
Continental Advisors LLC
Continental Advisors LLC Investment ManagersFinance Continental Advisors LLC is an independent hedge fund manager headquartered in Chicago, Illinois. The firm was founded by David Purcell in 1999 and provides investment management services to various private pooled investment funds. | Investment Managers | Corporate Officer/Principal |
Statistieken
Internationaal
Verenigde Staten | 46 |
Sectoraal
Finance | 26 |
Consumer Services | 14 |
Commercial Services | 5 |
Government | 3 |
Operationeel
Director/Board Member | 173 |
Corporate Officer/Principal | 129 |
Undergraduate Degree | 76 |
President | 40 |
Analyst-Equity | 39 |
Sterkste connecties
Insiders | |
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Kelvin Davis | 40 |
Robert Franko | 23 |
Timothy R. Chrisman | 21 |
Nathaniel Fick | 15 |
Robert D. Sznewajs | 15 |
Gregory A. Mitchell | 15 |
Eric L. Holoman | 14 |
Jeffrey T. Seabold | 13 |
Jonah Schnel | 12 |
Robb Evans | 12 |
Steve K. Gord | 11 |
Angelee Harris | 11 |
Chuck Hastings | 11 |
Jeff Karish | 10 |
Dune Thorne | 10 |
- Beurs
- Insiders
- Steven Alan Sugarman
- Bedrijfsconnecties