Su Chu Li

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Cathay United Bank Co., Ltd. engages in the provision of commercial banking services. It offers corporate and consumer banking, wealth management, foreign exchange, and investment services. The company was founded on January 4, 1975 and is headquartered in Taipei, Taiwan.

Cathay Securities Corp. provides financial brokerage services. Its services include securities brokerage, financial product structuring, asset securitization, underwriting and proprietary trading. The company was founded in May, 2004 and is headquartered Taipei, Taiwan.

Northern Trust Global Investments (Hong Kong) (NTGI-HK) is the Hong Kong-based multi-asset class investment management division of Northern Trust Global Investments Ltd., ultimately held by Northern Trust Corp. (NASDAQ: NTRS) in the US, an American financial services company headquartered in Chicago, Illinois. NTGI-HK was founded in 1995 to offer a range of tailored investment services across asset classes to institutional clients.

Conning Asia Pacific Ltd. (Conning)is an alternative investment manager headquartered in Hong Kong. The firm was founded in 2011 and is a subsidiary of Conning Holdings Corp., ultimately owned by Cathay Life Insurance Co., Ltd. in Taiwan. Conning offers a suite of investment solutions, advisory services and risk solutions to meet the needs of global and regional insurance companies and institutional investors in Asia.