Tom Wolf

Founded by James Giordano in 1999, J. Giordano Securities Group, Inc. is an independent, privately-owned full-service investment banking and brokerage firm headquartered in New York City. The firm is also known as NewOak Capital Markets LLC. They provide a range of investment banking services for small-cap and middle-market companies including private capital, initial and follow-on public equity offerings, convertible debt and preferred stock offerings, high yield offerings and M&A advisory services. J. Giordano Securities Group also provides equity and fixed-income research to institutional clients. The firm's research focuses on the following sectors: (1) industrial services (2) conventional energy (3) regional and special situations (4) shipping (5) healthcare (6) homeland defense and (7) business services. J. Giordano Securities Group is a member of the NASD and SIPC.

Founded in 2008, Odeon Capital Group LLC is an independent full-service broker/dealer located in New York City. The firm provides advice and execution on fundamental value and catalyst-driven situations through sales and trading, research, investment banking and asset management services. Odeon Capital Group provides services related to fixed-income securities including corporate securities, ABS, RMBS, Auction Rate securities and other structured products. The firm serves institutional clients. Odeon Capital Group is a member of FINRA, the SIPC and the MSRB. Odeon Capital Group has expertise in both traditional and esoteric assets. The firm has placed both large and small volume transactions in every asset class. They seek to maximize value for their clients through in-depth analyses of sectors, asset classes and individual securities that are hard to value or trade. The firm's Structured Products and Corporate Groups focus on institutional sales, trading and analytics of secondary structured products, esoteric assets and special situations.