Walter Kulakowski

Guggenheim Securities LLC is a SEC-registered broker-dealer headquartered in New York City. The firm was founded in 1999 and is a subsidiary of Links Holdings LLC, ultimately held by Guggenheim Partners LLC. Guggenheim Securities’ specializations include the sales and trading of fixed-income securities and sophisticated structured products. The firm offers in-depth analysis and expert execution of trading opportunities to large institutional investors and asset originators. They offer sales and trading services relating to a wide range of instruments.

Founded in 1946 Archibald B. Roosevelt and Edwin J. Cross, Roosevelt & Cross, Inc., is a broker/dealer headquartered in New York City with additional offices in Buffalo, New York, Jersey City, New Jersey, Hartford, Connecticut and Providence, Rhode Island. The firm is a registered broker-dealer specializing in tax-exempt and taxable municipal securities in the US. They offer a full array of investment services. Roosevelt & Cross is divided into departments specializing in municipal underwriting, trading, sales, public finance, and credit analysis. The firm is a member of the NASD and the SIPC.

Founded in 1931, Stone & Youngberg LLC is a broker/dealer located in San Francisco with an additional office in Chicago. The firm is a subsidiary of Stone & Youngberg Holdings LLC. Stone & Youngberg structures and distributes fixed-income securities for their clients which include financial institutions, investment managers, pension funds, insurance companies, state and local governments and hedge funds in California and throughout the US. The firm's research group supports the firm's sales, trading, and public finance efforts by tracking the firm's underwritings in the primary and secondary markets, particularly the below investment-grade issues.