Woo-Joo Na

Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles.

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

Matrix Asset Advisors, Inc. (Matrix) is an independent registered investment advisor headquartered in White Plains, New York. The firm was founded by David A. Katz in 1986. Matrix manages money for individuals, families, endowments, foundations, and retirement plans.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

Dawson James Securities, Inc. (Dawson James) is a full service investment firm and registered broker-dealer headquartered in Boca Raton, Florida. The firm was founded in 2002 and is a subsidiary of Ark Financial Services, Inc. Dawson James offers research, institutional & retail sales, and execution trading & corporate services to institutional money managers, mutual funds, registered investment advisors, corporations and insurance companies.

Klik Technologies Corp. provides e-Commerce solutions for remittance processing and financial transaction settlement. It offers retail lockbox, wholesale lockbox, ACH services, remote deposit lockbox, online bill payment consolidation, and invoice print services. The company was founded by Jonathan Gustave in March 1998 and is headquartered in Newark, NJ.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

Neuberger Berman BD LLC is a SEC-registered investment advisor and mutual fund manager headquartered in New York City. It is directly owned by Neuberger Berman Investment Advisers LLC, which is an indirect, wholly-owned subsidiary of Neuberger Berman Group LLC, which is owned by NBSH Acquisition LLC. The firm traces their origin back to the 1939 founding of Neuberger & Berman, its predecessor firm. In 1950, Neuberger Berman became one of the first firms to offer a no-load mutual fund to individual investors. Neuberger Berman BD manages a range of equity, fixed income, private equity and hedge fund strategies on behalf of institutions, advisors and individual investors worldwide.

H. C. Wainwright & Co. LLC (H. C. Wainwright) is a full-service broker/dealer headquartered in New York City. The firm was founded in 1868 and is a subsidiary of HCWHC, Inc. H. C. Wainwright delivers industry insights and real-time execution to both public and private small and middle-sized global emerging market companies. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, the firm specializes in block trading and providing liquidity in these securities with as little market impact as possible.

Part of GVC Networks LLC, Office.com creates telecommunications and information services. The company is based in New York, NY.

JPMorgan Chase Bank, NA (Investment Management) (JPMC-IM) is the investment management division of JPMorgan Chase Bank, NA, ultimately held by JPMorgan Chase & Co. (NYSE: JPM), a global financial services firm. Headquartered in New York City, JPMC-IM provides asset management services for corporations, institutional investors, hedge funds, governments, healthcare organizations, educational institutions and affluent individuals.

Ernst & Young provides accounting services. Its services include auditing, accounting, tax and transaction services, assurance and advisory business, online transaction advisory and a wide range of financial services. The company was founded by Arthur Young and Alwin C. Ernst in 1881 and is headquartered in Kansas City, MO.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

China State Shipbuilding Corp. engages in the manufacture of ships and shipboard equipment. Its major products include offshore facilities, steel structures, civil ships, military ships, and shipboard equipment. The company was founded on June 29, 1999 and is headquartered in Beijing, China.

Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY.

American Bar Association provides legal services. It provides law school accreditation, continuing legal education, legal information and other services to assist legal professionals. The firm has members which include judges, court administrators, law professors, and non-practicing attorneys. The company was founded on August 21, 1878 and is headquartered in Chicago, IL.

F&S Produce Co., Inc. operates as a supplier of fresh-cut and individually quick frozen (IQF) produce, as well as specialty prepared refrigerated foods and purees to retail, foodservice, and industrial customers throughout the Northeast and Mid-Atlantic region. The company was founded by Sam Pipitone Jr. in 1981 and is headquartered in Rosenhayn, NJ.

Drum Capital Management LLC (Drum Capital) is a private equity firm founded in 2004 by Scott E. Vollmer. The firm is headquartered in Stamford, Connecticut.

New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY.

Jiangnan Shipyard Group Co. Ltd. is a shipping group materials company based in Shanghai, China. The Chinese company's main business includes shipbuilding and material procurement services. It is ultimately controlled by the Government of China. On March 23, 2020, Jiangnan Shipyard Group Co. was acquired by China CSSC Holdings Ltd. from China State Shipbuilding Corp. Ltd. for $3,459.14 million.

Part of Zensun (Shanghai) Sci & Tech Co., Ltd., Zensun USA, Inc. is a company that manufactures bio-therapeutic products. The company is based in San Diego, CA. The company was founded by Xi Fu Liu.

The Victor Chang Cardiac Research Institute is a research center dedicated to finding cures for heart disease through world-class and cutting-edge medical research. The institute is located in Western Australia and is the first dedicated center of heart research in the region. The scientists at the institute are urgently working to discover better ways of understanding, diagnosing, treating, and preventing the onset of heart disease. The CEO of the Australian company is Mark Rodrick Granger Johnson.

Zensun (Shanghai) Sci & Tech Co., Ltd. engages in the research and development of biopharmaceutical products. It offers recombinant protein, Neucardin, for chronic heart failure treatment. It also develops medicine for functional constipation, Alzheimer’s disease, and recurrent urinary tract infection treatment. The company was founded by Ming Dong Zhou and Xi Fu Liu on April 20, 2000 and is headquartered in Shanghai, China.

Kelvingrove Partners LLC is an independent hedge fund manager headquartered in New York City. The firm was founded by Mike Wallace and Michael Wright in 2008. They manage assets of high net-worth clients.

Shanghai Jiangnan Changxing Heavy Industry Co., Ltd. manufactures steel structures, port machinery, as well as marine, mining, and electrical equipment. Shanghai Jiangnan Changxing Heavy Industry Co., Ltd. is based in Shanghai, China. Shanghai Jiangnan Changxing Heavy Industry Co. was acquired by Jiangnan Shipyard Group Co. Ltd., part of the Government of China, on February 28, 2018, for $85.82 million. The Chinese company also distributes machinery and invests in engineering projects. It is ultimately controlled by the Government of China.

Gary Goldberg Planning Services LLC (GGPS) is an investment management firm headquartered in Locust Valley, New York. The firm was founded by Gary Goldberg in 2014 as Bruderman Asset Management LLC. They are a wholly owned subsidiary of Bruderman & Co. LLC. GGPS provides investment advisory services to mass affluent, affluent, and high net-worth individuals and families.