Ben Li

SunAmerica Asset Management LLC (SAAMCo) is a registered investment advisor and mutual fund manager headquartered in Jersey City, New Jersey. The firm was founded in 1982 and is a wholly-owned subsidiary of American General Life Insurance Co., ultimately owned by American International Group, Inc. (NYSE: AIG). SAAMCo offers investment management and advisory services to open-end US registered investment companies and to an offshore, wholly-owned subsidiaries of a certain registered fund. They also offer model portfolios in connection with wrap programs known as unified managed account (UMA) wrap programs.

Marshall Wace Asia Ltd. (MWA) is the alternative investment subsidiary of MW Ltd., itself a subsidiary of MW Group LP in Great Britain. In 2008, the firm formed an Asian joint venture with GaveKal Holdings to promote GaveKal's long-only expertise and develop a stable of hedge funds, including the Marshall Wace GaveKal Asian Opportunities fund and two Japanese hedge funds. In 2013, they dissolved the joint venture and Marshall Wace absorbed the long/short funds. Headquartered in Hong Kong, MWA was founded in 2006 and offers a diverse set of alternative, long-only and bespoke investment solutions to a broad range of investors.

FIL Investment Advisors (UK) Ltd. (FIA UK) is a Great Britain-based fund management firm headquartered in Tadworth, Surrey. Founded in 1984, the firm is a wholly-owned subsidiary of FIL Holdings (UK) Limited, which in turn is a wholly-owned subsidiary of FIL Ltd. in Bermuda. FIA UK provides a range of global investment products and services to institutional accounts, mutual funds and other pooled investment vehicles.

FIL Investments (Japan) Ltd. (FIJ) is the wholly-owned investment management subsidiary of FIL Japan Holdings KK, ultimately held by FIL Ltd., a Bermuda company that serves as the holding company for the FIL group of companies. Headquartered in Tokyo, FIJ was founded in 1986 and provides discretionary investment advisory services to Japanese and international institutional accounts, mutual funds and other pooled investment vehicles.

Robeco Institutional Asset Management BV (RIAM) is the Netherlands-based asset management subsidiary of Robeco Europe NV, itself a subsidiary of ORIX Corp. (TYO: 8591, ADR: IX), a Japanese business conglomerate that started operations in 1964. Headquartered in Rotterdam, the firm was founded in 1929 and provides investment products and services to institutional and private clients through locations in Europe, the US, the Middle East and Asia. RIAM is a socially responsible investor which engages in active dialogue with the companies in which they invest about good corporate governance and subjects of environmental or social interest. Their product range encompasses fixed-income, equity and alternative investments.

Manulife Investment Management (Hong Kong) Ltd. (Manulife-HK) is the Hong Kong-based, wholly-owned investment management subsidiary of Manulife Investment Management International Holdings Ltd., ultimately held by Manulife Financial Corp. (NYSE, TSE: MFC), a Canadian multinational insurance company and financial services provider headquartered in Toronto, Ontario. Founded in 2000, Manulife-HK provides investment management, fund management and advisory services to retail and institutional customers.

AMP Capital Investors Ltd. (AMPCI) is the wholly-owned investment management subsidiary of AMP Capital Holdings Ltd., ultimately held by financial group AMP Ltd. (ASX: AMP) in Australia. Founded in 1849 as the non-profit Australian Mutual Provident Society, the group is an Australian superannuation provider and asset manager. The firm is headquartered in Sydney with additional offices in New Zealand, Dubai, China, Hong Kong, India, Ireland, Japan, Luxembourg, UK and the US. They were one of the first to invest in infrastructure when they participated in the financing of the Sydney Harbour Tunnel in 1988. AMPCI is a socially responsible investor which manages a range of unlisted and listed infrastructure investments in Asia, Europe, North America, Australia and New Zealand as well as life insurance, institutional and mutual funds for the AMP group.

FIL Investment Management (Australia) Ltd. (Fidelity Australia) is a fund management firm headquartered in headquartered in Sydney, Australia. The firm was founded in 2003 and is owned by Fil Ltd. in Bermuda. Fidelity Australia serves as an institutional client service and business development office that covers both Australia and New Zealand. The team is backed by a global research network, providing them with world-class Australian equities capability.

Goldman Sachs Investment Management (Singapore) Ltd. (GSIM Singapore) is the Singapore-based asset management subsidiary of Goldman Sachs Advisors BV, ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in the US. The firm was founded in 1996 and formerly known as NN Investment Partners (Singapore) Ltd. GSIM Singapore provides investment management solutions to a diverse set of institutional and individual clients. They also manage Luxembourg-domiciled funds.

Fullgoal Fund Management Co., Ltd. (Fullgoal Fund) is an independent Chinese fund management firm which was founded in 1999. In 2003, the firm was restructured when the Bank of Montreal took a strategic interest in them and brought international concepts and management techniques to Fullgoal Fund. Headquartered in Shanghai, Fullgoal Fund provides investment management solutions including open and closed-end mutual funds, qualified domestic institutional investor (QDII) funds, enterprise annuity funds, domestic social security funds and asset management to segregated accounts for both domestic and international clients.

FIL Investment Management (Singapore) Ltd. (FIL Singapore) is the Singapore-based investment management subsidiary of FIL Ltd., a privately-owned group headquartered in Bermuda. Founded in 2003, FIL Singapore offers segregated management, pooled funds and advisory mandates to institutional investors. Their areas of expertise include global government and corporate bond strategies, Asia Pacific equity strategies, global equity strategies and global equity/bond balanced strategies.

Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.

Janus Henderson Investors (Singapore) Ltd. (JHI-Singapore) is the fund management subsidiary of Janus Henderson UK (Holdings) Ltd., ultimately held by Janus Henderson Group Plc (LON: 0RPW; NYSE: JHG) in Great Britain. Headquartered in Singapore, JHI-Singapore was founded in 1995 as JGH's main asset management arm for Asia-Pacific investments, serving as regional hub for managing and monitoring local investment opportunities and attracting new funds from the region for management.

Elevar Equity LLC (Elevar Equity) is a venture capital firm founded in 2006 by Chris Brookfield, Maya Chorengel, Sandeep Farias and Johanna Posad. The firm is headquartered in Seattle, Washington with additional offices in India, Mexico, Cayman Islands & Mauritius.

Robeco Hong Kong Ltd. is the asset management subsidiary of Orix Corporation Europe NV, itself is owned by ORIX Corp. (TYO: 8591, ADR: IX) in Japan. Headquartered in Hong Kong, the firm was founded in 2007 and is a regional hub for Mainland China, Taiwan, Singapore and Southeast Asia. Robeco Hong Kong provides asset management services to retail mutual funds clients, institutional and private banking investors.

Fidelity Management & Research (Hong Kong) Ltd. (FMR-HK) is the Hong Kong-based, wholly-owned investment management subsidiary of Fidelity Management & Research Co., Inc. (FMRC), the mutual fund management arm of FMR LLC, an American multinational financial services corporation headquartered in Boston, Massachusetts. FMR-HK was founded in 2008 to provide research and investment advisory services for Fidelity mutual funds domiciled outside of the US. The firm sub-advises portfolios within mutual funds and investment trusts on behalf of FMRC.

PineBridge Investments Europe Ltd. (PineBridge-UK) is the fund management subsidiary of Pinebridge Investments Holdings (US) LLC, ultimately owned by The Li Family's Northumbrian Water Group Ltd. in Great Britain. The firm was founded in 1987 and formerly known as Landmark Money Management Ltd. and as Law, Dempsey & Co. Ltd. Headquartered in London, PineBridge-UK provides investment advice and markets investment products to clients around the world.

PineBridge Investments Asia Ltd. is the asset management and investment advisory subsidiary of PineBridge Investments Holdings (Gibraltar) No. 1 Ltd., ultimately held by Chiltonlink Ltd. in British Virgin Islands. Formerly known as AIG Global Investment Corporation (Asia) Ltd., the firm was founded in 2009 when they were spun off by American International Group. Headquartered in Hong Kong, PineBridge Investments Asia provides alternative investment, asset allocation, equity, and fixed-income strategies for institutions, insurance companies, intermediaries and individual clients.

BlackRock Asset Management North Asia Ltd. (BAMNAL) is the investment management subsidiary of BlackRock HK Holdco Ltd., itself a subsidiary of BlackRock Inc. (NYSE: BLK) in the US. The firm was founded in 1998 and formerly known as Barclays Global Investors North Asia Ltd. They renamed into BlackRock Asset Management North Asia Ltd. in 2009 when BlackRock merged with Barclays Global Investors. Headquartered in Hong Kong, BAMNAL manages assets for institutional clients, pooled investment vehicles and US registered investment companies, including ETFs. Mandates include equity and real estate strategies.

AMP Capital Asia Ltd. is the asset management subsidiary of AMP Capital Investors Ltd., ultimately held by AMP Ltd. (ASX: AMP) in Australia. Headquartered in Hong Kong, the firm was founded in 2009 and provides investment solutions to individual and institutional clients.

The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients.

AXA IM Hong Kong Ltd. (AXA IM HK) is an investment management firm headquartered in Hong Kong. The firm is a subsidiary of AXA Investment Managers SA, owned by AXA SA (EPA: CS) in France. AXA IM HK offers a variety of funds to target specific financial goals for private investors. Institutional clients can benefit from bespoke consultancy and strategies tailored to their needs.

Vijay Prakash Aeromarine Metals Pvt Ltd. is an Indian company that supplies aluminum plates, sheets, and extruded bars, rods, and pipes. The private company was founded in 2010. The company is based in New Delhi, India.

State Street Global Advisors (State Street Global Advisors) is a private equity subsidiary of State Street Corp. founded in 1978. The firm is headquartered in Boston, Massachusetts.

Part of BNP Paribas SA, BNP Paribas Capital (Asia Pacific) Ltd. is a Chinese company that provides brokerage services. The company is based in Hong Kong, Hong Kong.