David Edward Roode

Brompton Advantaged Oil & Gas Income Fund operates as a Closed-End Investment Fund/Investment Trust. It seeks to provide unit holders with the benefits of high monthly tax advantaged distributions and the opportunity for capital appreciation by investing its assets in an actively managed portfolio of oil and gas securities, including income trusts, dividend paying common equities and convertible debt of Oil & Gas Issuers. The fund was founded on January 26, 2005 and is headquartered in Toronto, Canada.

Brompton Equity Split Corp. is a mutual fund closed-end investment fund/investment trust. Brompton Funds Management Limited is responsible for managing the affairs of the fund. Highstreet AssetManagement Inc. manages the fund's portfolio. RBC Dexia Investor Services Trust is the custodian of the fund's assets and prepares the weekly valuations of the fund. The fund was founded on February 13, 2004

Canadian Utilities & Telecom Income Fund is a closed-end investment trust, which invests in the utilities and telecommunications sectors. It also utilizes Strathbridge’s proprietary SSO covered call writing strategy to enhance the income generated by the portfolio and to reduce volatility. The company was founded on November 26, 2010 and is headquartered in Toronto, Canada.

Dividend Growth Split Corp. is a closed-end mutual fund company. Its investment objective is to provide holders cash distributions by investing in a common share portfolio equal-weighted portfolio comprised of large-capitalization Canadian equities. The company was founded on September 25, 2007 and is headquartered in Toronto, Canada.

Top 10 Canadian Financial Trust is a closed-end investment trust designed to provide unitholders with a quarterly cash distributions. It invests in securities consisting of common equity securities of Canadian banks and of Canadian life insurance companies, as well as exchange-traded funds, and other Strathbridge funds. The company was founded on February 15, 2000 and is headquartered in Toronto, Canada.

Premium Global Income Split Corp. operates as a close-ended mutual fund. Its investment objective is to provide holders of share with regular quarterly cash distributions through investing in a portfolio which includes common equity securities selected from financial services or real estate companies by market capitalization in Canada, the United States, and the rest of the world. The company was founded on December 5, 2003 and is headquartered in Toronto, Canada.

Government Strip Bond Trust is a Canada based closed-end investment trust. Its investments are managed by Strathbridge Asset Management, Inc. The company was founded on February 15, 2001 and is headquartered in Toronto, Canada.

NDX Growth & Income Fund is an investment trust company, which engages in tyhe provision of quarterly cash distributions and the opportunity for capital appreciation. The company was founded on November 28, 2013 and is headquartered in Toronto, Canada.

Mulvihill Capital Management, Inc. (Mulvihill) is a privately-held, Canadian investment management firm headquartered in Toronto, Ontario. The firm was originally founded in 1984 by the Canada Trust Company under the name CT Investment Counsel, Inc. to manage the institutional and pension fund business of the Canada Trust Co. In 1995, John Mulvihill purchased the firm from Canada Trust and subsequently change the firm name into Mulvihill Capital Management, Inc. and as Strathbridge Asset Management, Inc. in 2011. They change their name back to Mulvihill Capital Management Inc. in 2022. Mulvihill is dedicated to yield enhancement strategies for both retail, high net worth, and institutional clients.

Low Volatility Global Income Fund is a closed-end investment trust. Its investment objectives are to provide holders of units with quarterly cash distributions and to maximize total return through capital appreciation and distributions. It intends to invest in equity securities of global issuers from the Standard & Poor Global 100 Index that have a trailing 12 month Beta of less than 1.0. The company was founded in 2015 and is headquartered in Toronto, Canada.

Low Volatility US Equity Income Fund operates as a closed-end investment fund/investment trust. Its investment objectives are to maximize risk adjusted returns for unit holders, and to pay unit holders monthly distributions. The company was founded on February 26, 2013 and is headquartered in Toronto, Canada.