Dominic Rose

JPMorgan Securities Plc is a brokerage firm headquartered in London, UK. The firm was founded in 1992 and is a wholly-owned subsidiary of JP Morgan Capital Holdings Ltd., ultimately owned by JPMorgan Chase & Co. (NYSE: JPM) in the US. JPMorgan Securities provides market research, proprietary pricing data and analytics, and trade execution across multiple asset classes such as credit, equities and FX. They help institutional investors, traditional and alternative asset and fund managers, broker dealers and equity issuers meet the demands of changing markets.

HSBC Bank Plc (Broker) (HSBC Bank-Broker) is the broker/dealer division of HSBC Bank Plc, which is owned by HSBC Holdings Plc (LON: HSBA; NYSE: HSBC) in Great Britain. Headquartered in London, HSBC Bank-Broker was founded in 1880 and offers bespoke brokerage services across every major asset class for their corporate and institutional clients.

Investec Bank Plc (Broker) (IBP) is the brokerage arm of Investec Bank Plc, itself a subsidiary of Investec Plc (LON: INVP) in Great Britain. Headquartered in London, IBP was founded in 1950 and they offer a full spectrum of brokerage services specifically tailored for corporate clients.

Barclays Capital Securities Ltd. (BCS) is the brokerage subsidiary of Barclays Bank plc, which is owned by Barclays Plc (LON: BARC), an international financial services group in Great Britain. The firm was founded in 1985 and is headquartered in London with offices worldwide. BCS provides prime brokerage services which include equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics.

Sanford C. Bernstein Ltd. is a securities brokerage firm headquartered in London, UK. They are a subsidiary of Alliancebernstein Corp. of Delaware, ultimately held by Equitable Holdings, Inc. (NYSE: EQH) in the US. Founded in 1999, the firm provides fundamental research and full service execution services to institutional clients globally. They offer bottom-up coverage and portfolio strategies supported by sophisticated quantitative tools.

Part of N1 Singer Ltd., Singer Capital Markets Securities Ltd. is a brokerage firm. The company is based in London, UK. The British company was founded in 2012 by Timothy Bruce Cockroft, Peter Welch. Timothy Bruce Cockroft has been the CEO since 2012.

Magenta Partners LLP (Magenta Partners) is an private equity firm founded by Chase Emson and Tom Matthews. Magenta Partners LLP is headquartered in London, the United Kingdom.

Part of New Street Research LLP, New Street Research Singapore Pte Ltd. is a company that provides investment research. The company is based in Singapore, Singapore. The CEO of the Singaporean company is Michael E. Chambers.

Third Bridge Group Ltd. (Research) is the investment research division of Third Bridge Group Ltd. in Great Britain. Headquartered in London, the firm was founded in 2007 and provides research reports to private equity funds, hedge funds, mutual funds and management consulting firms. Their insights-rich content covers various asset classes, sectors and regions, providing a narrative around the latest industry trends and talking points.

The North American Guitar Nashville LLC is a company that operates the Carter Vintage Exchange, a leader in the world of vintage and collectible guitars. The private company is based in Nashville, TN. The company provides a platform for buying and selling guitars, as well as tracking the value of guitar collections. The company was founded in 2010 by Robert J. Montague and Benjamin Montague, with Benjamin Montague serving as the CEO since 2010.

Haitong Securities (UK) Ltd. (Haitong Securities UK) is the Great Britain-based brokerage subsidiary of Espirito Santo Investment Holding Ltd., ultimately held by Haitong Securities Co., Ltd. (SH: 600837, ADR: HAITY) in China. Formerly known as Execution Noble Ltd., the firm was established in 2001. They were acquired by Banco Espirito Santo de Investimento SA in 2010 and changed their name to Haitong Securities (UK) Ltd. in 2015. Headquartered in London, Haitong Securities provides access to an international production and distribution platform of equities, derivatives, fixed-income and research for corporate and institutional investors.

Part of Close Brothers Group Plc, Winterflood Securities Ltd is a brokerage firm that provides brokerage services. The company is based in London, UK. The British company was founded in 1988 by Julian S. Palfreyman, Brian M. Winterflood. Philip James Yarrow has been the CEO of the company since 2015.

Threadneedle Investment Services Ltd. is an asset management firm headquartered in London, UK. The firm was founded in 1994 and is a subsidiary of Threadneedle Asset Management Holdings Ltd., ultimately held by Ameriprise Financial, Inc. (NYSE: AMP) in the US. Threadneedle Investment Services provides asset management services to pension schemes, insurance companies, private investors, corporations, mutual funds and affiliate companies.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Canaccord Genuity Ltd. (CGL) is the brokerage subsidiary of Canaccord Genuity Group, Inc. (TSE: CF). The firm is headquartered in London and was founded in 1983. CGL provides brokerage services to their clients.

Morgan Stanley & Co. International Plc (MSCI) is a brokerage firm headquartered in London, UK. The firm was founded in 1986 and is a subsidiary of Morgan Stanley Investments (UK), ultimately held by Morgan Stanley (NYSE: MS) in the US. MSCI provides a range of brokerage services to corporations, governments and financial institutions.

Credit Suisse Asset Management Ltd. (CSAM) is the wholly-owned, Great Britain-based asset management subsidiary of Credit Suisse Asset Management (UK) Holding Ltd., itself a subsidiary of Credit Suisse Group AG (SWX: CSGN, NYSE: CS) in Switzerland. Founded in 1982, the firm is headquartered in London and offers a wide range of investment products and functions across asset classes and investment styles for various clients including governments, institutions, corporations and private individuals.

Part of TP ICAP Group Plc, TP ICAP Markets Ltd. is a brokerage services provider. The company is based in London, UK. The British company was founded in 1951. The CEO is Nicolas Noel Andre Breteau.

Part of Renaissance Financial Holdings Ltd. /Bm/, Renaissance Capital Ltd. is a brokerage services provider. The company is based in London, UK. The British company was founded in 1995. Anthony Gerard Simone has been the CEO of the company since 2013.

Part of BNP Paribas SA, BNP Paribas Securities Japan Ltd. is a security brokers, dealers, and Japanese flotation company. The company is based in Tokyo, Japan. The company was founded in 1987. The CEO is Philippe Avril.

Citigroup Global Markets Japan, Inc. (CGM-JP) is a wholly-owned broker/dealer subsidiary of Citigroup Japan Holdings GK, ultimately held by Citigroup, Inc. (NYSE: C) in the US. Previously known as Nikko Citigroup Ltd., the firm was founded in 1999 as a joint venture between US-based Citigroup and Nikko Securities, based in Japan. Headquartered in Tokyo, CGM-JP provides brokerage services to governmental institutions, financial institutions, multinational corporations and institutional investors. Their sales and trading, distribution and research capabilities span a broad range of asset classes, currencies, sectors and products including equities, commodities, credit, futures, foreign exchange (FX), emerging markets, G10 rates, municipals, prime finance and securitized markets.

Part of Cavendish Financial Plc, Cavendish Capital Markets Ltd. is a British brokerage company. The company is based in London, UK. The company was founded in 2007 by Samantha Jane Smith. John Carlos Farrugia has been the CEO of the company since 2022.