Jamie Walter
Compliance Officer bij Founders Capital Management, Inc.
Profiel
Mr. James L.
Walter is a Vice President at Founders Capital Management, Inc.
Prior to joining Founders Capital Management, Mr. Walter was owner of Shamrock Equity Advisors, Inc., and he was employed with Lighthouse Capital Management and Charles Schwab..
Mr. Walter graduated with a BS in Animal Science from Stephen F.
Austin State University and holds certifications in the Series 7 and 65.
Actieve functies van Jamie Walter
Bedrijven | Functie | Begin |
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Founders Capital Management, Inc.
Founders Capital Management, Inc. Investment ManagersFinance Founders Capital Management, Inc. (FCMI) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Houston, Texas. The firm was founded by Grant E. Bruce in 1995. FCMI provides investment advisory services for high-net-worth individuals, families, foundations, and trusts. | Compliance Officer | - |
Eerdere bekende functies van Jamie Walter
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Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Corporate Officer/Principal | 01-08-2002 |
Opleiding van Jamie Walter
Stephen F. Austin State University | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Bedrijven in privébezit | 2 |
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Founders Capital Management, Inc.
Founders Capital Management, Inc. Investment ManagersFinance Founders Capital Management, Inc. (FCMI) is an independent, SEC-registered investment advisor and wealth management firm headquartered in Houston, Texas. The firm was founded by Grant E. Bruce in 1995. FCMI provides investment advisory services for high-net-worth individuals, families, foundations, and trusts. | Finance |
Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Finance |