Actieve functies van Jim Brophy
Bedrijven | Functie | Begin | Einde |
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RiverPark Advisors LLC
RiverPark Advisors LLC Investment ManagersFinance RiverPark Advisors LLC is a SEC-registered investment advisor which was founded in 2009 by Morty Schaja and Mitch Rubin. The firm is a subsidiary of RiverPark Holding Group LLC and is majority-owned by employees. Headquartered in New York City, RiverPark Advisors acts as the sponsor of the RiverPark family of mutual funds. | Analyst-Equity | 01-01-2012 | - |
Trading-Equity | 01-01-2012 | - |
Loopbaan van Jim Brophy
Eerdere bekende functies van Jim Brophy
Bedrijven | Functie | Begin | Einde |
---|---|---|---|
Canaccord Genuity Corp.
Canaccord Genuity Corp. Investment Banks/BrokersFinance Canaccord Genuity Corp. (CGC) is the broker/dealer subsidiary of Canaccord Genuity Group, Inc., (TSE: CF; OTCMKTS: CCORF) in Canada. The firm was founded in 2010 and is locally known as Financière Canaccord ltée. Headquartered in Vancouver, CGC offers corporate and institutional clients with versatile and responsive sales and execution services that range from Institutional Equities and International Equities to Electronic Trading and Fixed Income. Their sales & trading team execution capabilities encompass a wide range of products and services such as Equities, ADR’s, OTC, ETF’s, Fixed Income, Options, Preferreds, Investment Companies. | Corporate Officer/Principal | - | 01-01-2012 |
Avian Securities LLC
Avian Securities LLC Investment Banks/BrokersFinance Founded in 1998 by Avi Cohen, Avian Securities LLC is a broker/dealer headquartered in Boston with an additional office in New York City. The firm is a member of FINRA, NQX, ARCA BATS and the SIPC. Avian Securities specializes in providing brokerage services and information technology research for institutional investors. Their clients range from very large mutual fund families to smaller hedge funds and cross-over funds. Avian Securities focuses on the following sectors: enterprise software, storage, telecommunications, semiconductors and PCs, LCD, RFID and special situations. The firm's research coverage universe includes companies located primarily in the U.S. and Asia. | Trading-Equity | 20-04-2009 | 31-12-2009 |
Institutionele Verkopen | 20-04-2009 | 31-12-2009 | |
Arience Capital Management LP
Arience Capital Management LP Investment ManagersFinance Arience Capital Management LP is a New York City-based registered investment advisor. | Corporate Officer/Principal | 01-01-2005 | 01-01-2009 |
NatWest Markets | Corporate Officer/Principal | - | - |
BT Alex Brown, Inc. | Corporate Officer/Principal | - | - |
ABN AMRO, Inc.
ABN AMRO, Inc. Investment Banks/BrokersFinance Founded in 2008, ABN AMRO, Inc. is a broker/dealer located in New York City. They are a subsidiary of ABN AMRO North America, Inc. and their ultimate parent is Amsterdam-based RFS Holdings BV. ABN AMRO is an international bank with European roots. They focus on consumer and commercial clients in their local markets and focus globally on select multinational corporations and financial institutions, as well as private clients. ABN AMRO is active in four principal customer segments: Personal Banking, Private Banking, Business and Commercial and Corporate and Institutional. While they serve a broad range of clients, their strategic focus is on the mid-market segment | Corporate Officer/Principal | - | - |
Banc of America Securities LLC
Banc of America Securities LLC Investment Banks/BrokersFinance Headquartered in Charlotte, North Carolina, Banc of America Securities (BAS) is the investment banking subsidiary of Bank of America Corp (NYSE: BAC). The firm provides both the domestic and international equity and investment banking markets, and pursues a strategy pioneered by Citigroup that combines corporate lending with investment banking advice and services. They provide high-yield debt underwriting and leveraged finance, in addition to industry coverage groups such as healthcare, media and telecom, financial institutions, real estate and gaming. BAS also does a significant amount of work for Financial Sponsors, or private equity firms, often financing leveraged transactions. Following the strategy of Goldman Sachs, the firm lacks a standalone mergers and acquisitions department, instead employing mergers and acquisitions senior bankers throughout the industry coverage groups. The firm is registered as a broker/dealer with the SEC, is a member of the NYSE, and the NASD. The use of Banc in the BAS's name is indicative of the fact that the company is not a bank, and their deposits and other holdings are not insured by the FDIC. | Corporate Officer/Principal | - | - |
Opleiding van Jim Brophy
University of Michigan | Undergraduate Degree |
New York University | Masters Business Admin |
Statistieken
Internationaal
Verenigde Staten | 9 |
Verenigd Koninkrijk | 2 |
Canada | 2 |
Operationeel
Corporate Officer/Principal | 6 |
Trading-Equity | 2 |
Institutional Sales | 1 |
Sectoraal
Finance | 9 |
Consumer Services | 3 |
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Verwante bedrijven
Bedrijven in privébezit | 8 |
---|---|
Avian Securities LLC
Avian Securities LLC Investment Banks/BrokersFinance Founded in 1998 by Avi Cohen, Avian Securities LLC is a broker/dealer headquartered in Boston with an additional office in New York City. The firm is a member of FINRA, NQX, ARCA BATS and the SIPC. Avian Securities specializes in providing brokerage services and information technology research for institutional investors. Their clients range from very large mutual fund families to smaller hedge funds and cross-over funds. Avian Securities focuses on the following sectors: enterprise software, storage, telecommunications, semiconductors and PCs, LCD, RFID and special situations. The firm's research coverage universe includes companies located primarily in the U.S. and Asia. | Finance |
Banc of America Securities LLC
Banc of America Securities LLC Investment Banks/BrokersFinance Headquartered in Charlotte, North Carolina, Banc of America Securities (BAS) is the investment banking subsidiary of Bank of America Corp (NYSE: BAC). The firm provides both the domestic and international equity and investment banking markets, and pursues a strategy pioneered by Citigroup that combines corporate lending with investment banking advice and services. They provide high-yield debt underwriting and leveraged finance, in addition to industry coverage groups such as healthcare, media and telecom, financial institutions, real estate and gaming. BAS also does a significant amount of work for Financial Sponsors, or private equity firms, often financing leveraged transactions. Following the strategy of Goldman Sachs, the firm lacks a standalone mergers and acquisitions department, instead employing mergers and acquisitions senior bankers throughout the industry coverage groups. The firm is registered as a broker/dealer with the SEC, is a member of the NYSE, and the NASD. The use of Banc in the BAS's name is indicative of the fact that the company is not a bank, and their deposits and other holdings are not insured by the FDIC. | Finance |
ABN AMRO, Inc.
ABN AMRO, Inc. Investment Banks/BrokersFinance Founded in 2008, ABN AMRO, Inc. is a broker/dealer located in New York City. They are a subsidiary of ABN AMRO North America, Inc. and their ultimate parent is Amsterdam-based RFS Holdings BV. ABN AMRO is an international bank with European roots. They focus on consumer and commercial clients in their local markets and focus globally on select multinational corporations and financial institutions, as well as private clients. ABN AMRO is active in four principal customer segments: Personal Banking, Private Banking, Business and Commercial and Corporate and Institutional. While they serve a broad range of clients, their strategic focus is on the mid-market segment | Finance |
BT Alex Brown, Inc. | Finance |
RiverPark Advisors LLC
RiverPark Advisors LLC Investment ManagersFinance RiverPark Advisors LLC is a SEC-registered investment advisor which was founded in 2009 by Morty Schaja and Mitch Rubin. The firm is a subsidiary of RiverPark Holding Group LLC and is majority-owned by employees. Headquartered in New York City, RiverPark Advisors acts as the sponsor of the RiverPark family of mutual funds. | Finance |
NatWest Markets | Finance |
Arience Capital Management LP
Arience Capital Management LP Investment ManagersFinance Arience Capital Management LP is a New York City-based registered investment advisor. | Finance |
Canaccord Genuity Corp.
Canaccord Genuity Corp. Investment Banks/BrokersFinance Canaccord Genuity Corp. (CGC) is the broker/dealer subsidiary of Canaccord Genuity Group, Inc., (TSE: CF; OTCMKTS: CCORF) in Canada. The firm was founded in 2010 and is locally known as Financière Canaccord ltée. Headquartered in Vancouver, CGC offers corporate and institutional clients with versatile and responsive sales and execution services that range from Institutional Equities and International Equities to Electronic Trading and Fixed Income. Their sales & trading team execution capabilities encompass a wide range of products and services such as Equities, ADR’s, OTC, ETF’s, Fixed Income, Options, Preferreds, Investment Companies. | Finance |
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