Profiel
Ms. Kim Cataudella is Chief Compliance Officer at Daruma Asset Management, Inc. She joined Daruma Asset Management in May 2004.
She started her career in 1992 at New York Life Insurance Company.
At New York Life, she became a team leader in mutual funds operations and a senior compliance consultant in the customer complaint review department.
In 1999, she relocated to Boston and joined the Dot Com sweepstakes.
She also joined Asset Sciences, Inc. (ASI), a start-up broker-dealer and online provider of financial advice, as a compliance analyst.
At ASI, she established the compliance infrastructure of both the advisor and broker-dealer business.
After a Belgian firm acquired ASI, she returned to New York in 2002, taking a position at A&S Field Services, a firm that specialized in market research and merchandising.
Ms. Cataudella received her BS in Finance in 1992 and an MBA in 1999 from St. John's University.
Eerdere bekende functies van Kim Elizabeth Cataudella
Bedrijven | Functie | Einde |
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Asset Sciences
Asset Sciences Investment ManagersFinance Part of Customer Dialogue Systems BV, Asset Sciences is a private company that provides on-line investment advisory services. The company is based in Boston, MA. Asset Sciences was acquired by Customer Dialogue Systems BV on December 06, 2000. | Corporate Officer/Principal | - |
Daruma Capital Management LLC
Daruma Capital Management LLC Investment ManagersFinance Daruma Capital Management LLC is a registered investment advisor located in New York City. The firm was formed by Mariko Gordon in 1995 under the name CastleRock Capital Management and, in 1998, the name was changed to Daruma Asset Management, Inc. In 2012, Daruma Capital Management LLC succeeded to the business of Daruma Asset Management, Inc. The firm provides investment management services to public and corporate pension funds, Taft-Hartley accounts, endowments, foundations, other nonprofit organizations, corporations and high net-worth individuals, as to the Daruma Funds. | Corporate Officer/Principal | - |
Opleiding van Kim Elizabeth Cataudella
St. John's University | Undergraduate Degree |
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Bedrijven in privébezit | 2 |
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Daruma Capital Management LLC
Daruma Capital Management LLC Investment ManagersFinance Daruma Capital Management LLC is a registered investment advisor located in New York City. The firm was formed by Mariko Gordon in 1995 under the name CastleRock Capital Management and, in 1998, the name was changed to Daruma Asset Management, Inc. In 2012, Daruma Capital Management LLC succeeded to the business of Daruma Asset Management, Inc. The firm provides investment management services to public and corporate pension funds, Taft-Hartley accounts, endowments, foundations, other nonprofit organizations, corporations and high net-worth individuals, as to the Daruma Funds. | Finance |
Asset Sciences
Asset Sciences Investment ManagersFinance Part of Customer Dialogue Systems BV, Asset Sciences is a private company that provides on-line investment advisory services. The company is based in Boston, MA. Asset Sciences was acquired by Customer Dialogue Systems BV on December 06, 2000. | Finance |