Sandy H. Jephson Kroeber

First Principles Capital Management LLC (FPCM) is a registered investment advisor headquartered in New York City. The firm was founded in 2003 by Richard F. Dolan, Douglas A. Dachille and James H. van Epps. In 2015, they were acquired by AIG Capital Corp., a wholly owned subsidiary of American International Group, Inc. (NYSE: AIG). FPCM provides investment advisory and asset management services to affiliated and unaffiliated institutional clients. The firm provides customized separately managed accounts and targeted funds for endowments and foundations, financial institutions, corporations, pension funds, family offices, high net worth individuals, and trusts.

Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve.

Merrill Lynch Capital Corp. provides various financing services. The company is headquartered in New York, NY.