Andrew C. Stotz

InnovestX Securities Co., Ltd. (InnovestX) is a broker/dealer headquartered in Bangkok, Thailand. The firm was founded in 1995 as SCB Securities Co., Ltd. They are a wholly-owned subsidiary of SCB X Public Co. Ltd. (BKK: SCB). InnovestX offers financial products and services to institutional investors and retail investors in the capital market.

Founded in 1963, Union Securities Ltd. is a broker/dealer headquartered in Vancouver with additional offices across Canada, as well as an office in London serving Canadian firms in the European market. The firm offers a full array of investment products and services. Union focuses primarily on the biotechnology, technology and mining sectors. They also offer equity and fixed-income trading and execution services. Union Securities is a member of the CIPF.

Part of JPMorgan Chase & Co., JPMorgan Securities (Thailand) Ltd. is a company that provides brokerage services. The company is based in Bangkok, Thailand.

Citicorp Securities (Thailand) Ltd. (CST) is the Thai securities brokerage subsidiary of Citibank Overseas Investment Corp., ultimately owned by Citigroup, Inc. (NYSE: C) in the US. Headquartered in Bangkok, CST was founded in 1969 and provides brokerage and research services to institutional investors in Thailand and overseas. The firm offers execution in the Thai debt capital and equities markets and insightful research on all markets.

CLSA Securities (Thailand) Ltd. (CLSA Securities Thailand) is a broker/dealer headquartered in Bangkok, Thailand. The firm is a subsidiary of Netherlands-based CLSA BV, ultimately held by CITIC Securities Co., Ltd. (SHA: 600030; OTCMKTS: CIIHF) in China. CLSA Securities Thailand provides equity broking, capital markets, merger and acquisition, and asset management services to global corporate and institutional clients.

Part of Trinity Watthana Public Co. Ltd., Trinity Securities Co., Ltd. is a Thai company that provides brokerage services. The company is based in Bangkok, Thailand.