Debbie Castiglioni

Ms. Deborah M.
Castiglioni is a Chief Executive Officer & Co-Founder at Cutter & Co. Brokerage, Inc. and Cutter & Co. Brokerage, Inc. For more than 20 years she has been responsible for the firm’s broker-dealer and investment advisor regulatory compliance.
She currently serves as the firm’s Chief Compliance Officer for the Investment Advisory division, while transitioning to a role focused more on strategic planning for the firm, recruiting and personal production.
She serves as a resource to the firm’s advisors helping them identify and implement technology and marketing tools to improve their practice, facilitate succession planning, respond to questions regarding specific compliance rules, (whether it be new marketing ideas, answering specific client questions/scenarios) etc.
She has been actively involved in many industry Committees and Boards.
Ms. Castiglioni has been a member of the Securities Industry and Financial Markets Association (SIFMA, formerly SIA) Small Firms Committee since 1997, and served as Chairperson of this committee in 2003 and 2004.
She also served as a Board Member of SIFMA from 2006-2008.
Most recently she served as the Chairperson of the FINRA Small Firm Advisory Board and the FINRA Regulatory Council for Continuing Education in 2011.
She was the Chair for the NASD District 4 Committee in 2005.