Hong Yuan Wang

China Asset Management Co., Ltd. (China AMC) is the asset management subsidiary of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, the firm was founded in 1998 and provides a full range of services to domestic and international retail and institutional clients from US, Canada, Korea, Japan, Malaysia, Germany, Hong Kong, Macau and Taiwan, and many more, covering equity, fixed income, money markets, and other financial instruments. In 2017, China AMC has joined the United Nations-supported Principles for Responsible Investment (UNPRI), becoming the first full service asset manager in China to join the organization.

China Southern Securities Co. Ltd. provides securities trading and financial advisory services. The company is based in Shenzhen, China. The Chinese company is ultimately controlled by the Government of China.

China Merchants Fund Management Co., Ltd. (CMFM) is a Chinese fund management firm which was founded in 2002 as a joint venture between China Merchants Securities Co., Ltd. (45 percent) and China Merchants Bank Co., Ltd. (55 percent). Headquartered in Shenzhen with branch offices in Beijing, Shanghai and Chengdu, the firm was the first joint venture established between a domestic asset manager and a foreign firm in China. CMFM manages a diverse range of funds including the AnTai umbrella fund for institutions and private individuals. They also manage part of the national social security fund as well as pension funds for the government.

Harvest Fund Management Co., Ltd. (HFM) is an independent Chinese investment advisory firm which was founded in 1999. In 2005, they became a joint venture between China Credit Trust Co., Ltd. (40%), Lixin Investment Co., Ltd. (30%) and Deutsche Asset Management Co., Ltd. (30%). Headquartered in Beijing with additional office in Shanghai, the firm offers a range of domestic equity and fixed-income funds for individual, retail, institutional and Enterprise Annuity investors based in China. HFM is a responsible investor and signatory to the UN Principles for Responsible Investment (UNPRI).

Baoying Fund Management Co., Ltd. (BFM) is the asset management subsidiary of State-owned China Railway Trust Co., Ltd. in China. The firm is headquartered in Shenzhen with representative offices in Beijing and Shanghai. Founded in 2001, BFM focuses on local economic development and manages mutual funds.

Penghua Fund Management Co., Ltd. (Penghua) is an independent Chinese investment management firm which was founded in 1998 to manage third party asset, principally through equities and fixed-income. In 2007 they set up a joint venture with Eurizon Financial Group (Intesa Sanpaolo), selling half of their capital to the Italian firm and Guosen Securities Co. Ltd. Headquartered Shenzhen, Penghua manages a range of mutual funds, including open- and closed-end funds, for institutional and retail investors.

GF Securities Co., Ltd. (Broker) also known as Gungfa Securities Co. Ltd., is the brokerage division of GF Securities Co. Ltd. (SZ: 000776; HK: 1776) in China. Established in 1991, the firm is based in Guangzhou and provides a range of brokerage services.

Ping An Securities Co. Ltd. is the securities brokerage subsidiary of Ping An Trust Co., Ltd., which is owned by Ping An Insurance (Group) Co. of China Ltd. (SHA: 601318; HKG: 2318). Headquartered in Shenzhen, the firm was founded in 1991 and provides institutional brokerage services based on the needs of professional investors such as private equity, public equity, trust, asset management, general corporate institutions, and high-net-worth clients.

CCB Principal Asset Management Co., Ltd. (CCB-PAM) is an independent Chinese asset management firm which was founded in 2005 as a joint venture between China Construction Bank Corp. (SHA: 601939, HK: 939, ADR: CICHY), Principal Financial Group and China Huadian Group. Headquartered in Beijing, CCB-PAM offers mutual funds and asset management services to individuals and corporations in China.

Golden Autumn Holdings, Inc. operates an investment holding company. It develops privately-owned, luxury retirement communities and villages and also provides health care, food, entertainment and shopping services to its senior residents. The company is headquartered in Dallas, TX.

Cinda Fund Management Co. Ltd. (Cinda) is an asset management firm headquartered in Shenzhen, China. Formerly known as First State Cinda Fund Management Co. Ltd., the firm was founded in 2006 as a joint venture between China Cinda Asset Management Corp., an asset management firm controlled by the Government of China and the holder of a majority interest, and Colonial First State Global Asset Management Pty Ltd. which is the fund management arm and a wholly-owned subsidiary of the Commonwealth Bank of Australia (ASX: CBA). Cinda manages investment funds for retail investors.

CITIC Securities Co., Ltd. (Invt Port) (CITICS-IP) is the investment portfolio division of CITIC Securities Co., Ltd. (SHA: 600030), a Chinese full-service investment bank which provides a range of services including underwriting, research, brokerage, asset management, wealth management, and investment advisory for institutions and individual investors. Founded in 1998, CITICS-IP is headquartered in Beijing and has branch offices throughout China.

Shenzhen Tiantu Investment Management Co., Ltd (Tiantu Investment) is an individual private equity and venture capital firm headquartered in Shenzhen, China. It was founded in 2002.

CSOP Asset Management Ltd. (CSOP) is an asset management firm headquartered in Hong Kong. The firm was founded in 2008 through a joint venture between China Southern Asset Management Co., Ltd. (CSAM) and OP Financial Investments Ltd. They are now principally owned by CSAM. CSOP provides services to US-based exchange-traded funds (ETFs), as well as investment advisory and related support services to US and non-US clients, such as high net-worth individuals, pooled investment vehicles and other investment advisers. CSOP is a signatory of UN Principles for Responsible Investment (UNPRI), a public supporter of TCFD recommendations and a public supporter of the Paris Agreement, which is an international treaty on climate change to limit global warming.

China Asset Management (Hong Kong) Ltd. (CAMHK) is the wholly-owned fund management subsidiary of China Asset Management Co. Ltd., which is a subsidiary of CITIC Securities Co. Ltd. (SHA: 600030). Headquartered in Hong Kong, the firm was founded in 2008 and provides services to US-based registered investment companies, including ETFs. CAMHK also provides discretionary investment management, investment advisory and related support services to a wide range of non-US clients, including pension and profit-sharing plans, pooled investment vehicles and corporations.

Infore Capital Management Co., Ltd. (Infore Capital) is the asset management subsidiary of Infore Holding Group Co., Ltd. in China. Headquartered in Shenzhen, Infore Capital was founded in 2013 and provides a range of asset management services to individual and institutional clients.

Tiantu Capital Management Center LLP provides capital management services. The private company is based in Wuhan, China.

Topright Fund Management Co. Ltd. is a Chinese investment advisory company that provides investment advice. The private company is based in Shenzhen, China. and has subsidiaries in China. The company was founded by Wen Xiang Zheng, Lie Jiang Chen. Wen Xiang Zheng has been the CEO since incorporation.

First Capital Securities Co., Ltd. (Investment Management) is the investment management division of First Capital Securities Co., Ltd. in China. Established in 1993, the firm is based in Shenzhen and provides investment management services to institutional and individual clients.

First Seafront Fund Management Co., Ltd. (FSFM) is an independent fund management firm headquartered in Shenzhen, China. The firm was founded in 2013 and formely known as Qianhai Kaiyuan Fund Management Co., Ltd. FSFM provides a range of fund management services for individual and institutional investors.