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James F. Angelos
Compliance Officer bij GAI Agility Income Fund
Actieve functies van James F. Angelos
Bedrijven | Functie | Begin | Einde |
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GAI Agility Income Fund
![]() GAI Agility Income Fund Investment Trusts/Mutual FundsMiscellaneous GAI Agility Income Fund is a non-diversified closed-end management investment company. The fund objective is to seek investment returns over various market cycles, with a majority of such returns derived from income. The company was founded on July 29, 2010 and is headquartered in Charlotte, NC. | Compliance Officer | 01-01-2014 | - |
Loopbaan van James F. Angelos
Eerdere bekende functies van James F. Angelos
Bedrijven | Functie | Begin | Einde |
---|---|---|---|
A.G. Edwards Capital, Inc.
![]() A.G. Edwards Capital, Inc. Investment ManagersFinance Based in St. Louis, Missouri, A.G. Edwards Capital, Inc. serves as general partner to private equity partnerships. The firm is a subsidiary of A.G. Edwards, Inc. (NYSE: AGE) | Compliance Officer | 01-01-2014 | 01-01-2017 |
Wells Fargo Investment Institute, Inc.
![]() Wells Fargo Investment Institute, Inc. Investment ManagersFinance Wells Fargo Investment Institute, Inc. (WFII) is a SEC-registered investment advisor and wealth management firm headquartered in Charlotte, North Carolina. The firm was founded in 1995 and is a wholly-owned subsidiary of Wells Fargo Bank NA (WFB), ultimately owned by Wells Fargo & Co. (NYSE: WFC). WFII provides investment advisory services to various Wells Fargo lines of business within the Wealth and Investment Management (WIM) group, such as WFB’s fiduciary divisions and Wells Fargo Advisors Financial Network LLC (WFA). | Compliance Officer | 01-01-2014 | 01-01-2016 |
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | 01-01-2011 | 01-01-2013 |
Ameriprise Financial Services LLC
![]() Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments. | Corporate Officer/Principal | 01-01-2007 | 01-01-2010 |
GAI Aurora Opportunities Fund LLC
![]() GAI Aurora Opportunities Fund LLC Investment Trusts/Mutual FundsMiscellaneous GAI Aurora Opportunities Fund LLC is a closed-end management investment company. Its objective is to generate consistent long-term capital appreciation with diversification of risk through the use of a 'multi-manager, multi-strategy' investment strategy. The company was founded on November 19, 2010 and is headquartered in Charlotte, NC. | Compliance Officer | 01-01-2014 | - |
Statistieken
Internationaal
Verenigde Staten | 7 |
Operationeel
Compliance Officer | 4 |
Corporate Officer/Principal | 2 |
Sectoraal
Finance | 4 |
Miscellaneous | 3 |
Commercial Services | 2 |
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Verwante bedrijven
Bedrijven in privébezit | 6 |
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GAI Agility Income Fund
![]() GAI Agility Income Fund Investment Trusts/Mutual FundsMiscellaneous GAI Agility Income Fund is a non-diversified closed-end management investment company. The fund objective is to seek investment returns over various market cycles, with a majority of such returns derived from income. The company was founded on July 29, 2010 and is headquartered in Charlotte, NC. | Miscellaneous |
GAI Aurora Opportunities Fund LLC
![]() GAI Aurora Opportunities Fund LLC Investment Trusts/Mutual FundsMiscellaneous GAI Aurora Opportunities Fund LLC is a closed-end management investment company. Its objective is to generate consistent long-term capital appreciation with diversification of risk through the use of a 'multi-manager, multi-strategy' investment strategy. The company was founded on November 19, 2010 and is headquartered in Charlotte, NC. | Miscellaneous |
Wells Fargo Investment Institute, Inc.
![]() Wells Fargo Investment Institute, Inc. Investment ManagersFinance Wells Fargo Investment Institute, Inc. (WFII) is a SEC-registered investment advisor and wealth management firm headquartered in Charlotte, North Carolina. The firm was founded in 1995 and is a wholly-owned subsidiary of Wells Fargo Bank NA (WFB), ultimately owned by Wells Fargo & Co. (NYSE: WFC). WFII provides investment advisory services to various Wells Fargo lines of business within the Wealth and Investment Management (WIM) group, such as WFB’s fiduciary divisions and Wells Fargo Advisors Financial Network LLC (WFA). | Finance |
A.G. Edwards Capital, Inc.
![]() A.G. Edwards Capital, Inc. Investment ManagersFinance Based in St. Louis, Missouri, A.G. Edwards Capital, Inc. serves as general partner to private equity partnerships. The firm is a subsidiary of A.G. Edwards, Inc. (NYSE: AGE) | Finance |
Financial Industry Regulatory Authority, Inc.
![]() Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
Ameriprise Financial Services LLC
![]() Ameriprise Financial Services LLC Investment Banks/BrokersFinance Ameriprise Financial Services LLC (AFS) is a registered broker-dealer headquartered in Minneapolis, Minnesota. The firm was founded in 1971 and is a subsidiary of AMPF Holding Corp., which is owned by Ameriprise Financial, Inc. (NYSE: AMP). AFS offers brokerage services that enable clients to invest in many different types of investments including mutual funds, stocks, bonds, exchange traded products, unit investment trusts, annuities and alternative investments. | Finance |
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