John T. McCauley

UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities.

Oppenheimer & Co., Inc. provides security brokerage services. It also offers investment banking and advice to high net worth investors, individuals, businesses and institutions. The company is headquartered in New York, NY.

Packet Design, Inc. develops and markets network solutions that leverage the distributed intelligence of the Internet Protocol (IP) to enhance the reliability, efficiency and predictability of IP networks. Its products include SDN management and orchestration platform, SDN traffic engineering, explorer suite, route explorer, traffic explorer and performance explorer. The company was founded in March 2003 and is headquartered in San Jose, CA.

Founded in 1997, Imperial Capital LLC is a full-service investment banking firm and broker/dealer headquartered in Los Angeles. The firm is a subsidiary of Imperial Capital Group LLC and their ultimate parent is Imperial Capital Group Holdings LLC. Imperial Capital offers a range of proprietary products and services to institutional investors, middle-market companies and private equity firms. The firm provides institutional clients research and sales and trading of high yield and distressed debt securities, bank debt, convertible bonds, preferred stocks, and equities. They also provide middle-market companies and financial sponsors with capital markets, M&A, capital structure, restructuring and recapitalization advisory services. For their institutional clients, Imperial Capital offers a variety of research products including bank debt, investment grade debt, high yield, distressed and special situations, convertibles and busted convertibles, equities, preferred securities and industry analysis. Imperial Capital's research focuses on the following sectors: aerospace, defense and government services; airlines/transportation; business services; clean energy; consumer; energy; financial services; gaming and leisure; general industrials; healthcare; homebuilding and real estate; media and telecommunications; security and homeland security; and technology.

Southern Methodist University is a private university near the center of Dallas, SMU offers undergraduate, graduate, and professional programs through seven schools in the humanities and sciences, business, the performing, visual, and communication arts, engineering, education and human development, law, and theology.

University of Washington functions as a College/University. The company is headquartered in Seattle, WA.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Part of HP, Inc., Taligent, Inc. designs software operating systems. Taligent was acquired by HP, Inc. from Apple, Inc. on January 06, 1994 for $10 million.

Part of International Business Machines Corp., Whistle Communications, Inc. manufactures computers that give small companies Internet access and allow them to set up electronic mail. The company is based in San Mateo, CA. The company was founded by Gordon Ritter, Doug Landis. Whistle Communications was acquired by International Business Machines Corp. on June 23, 1999.

Eclipse Advantage LLC operates as a managed on site service company. It provides core distribution, inbound, automation support, janitorial, sanitation, and customizable technology solutions (CTS). The company was founded by David Simono and Edward S. Wickey in 2003 and is headquartered in Melbourne, FL.

RedBird Capital Partners Management LLC (RedBird Capital Partners) is a private equity firm founded in 2013 by Gerry Cardinale. The firm is headquartered in New York.

MUFG Securities Americas, Inc. is the US-based broker/dealer subsidiary of MUFG Americas Holdings Corp., ultimately held by Mitsubishi UFJ Financial Group, Inc. (TYO: 8306) in Japan. The firm is headquartered in New York City with offices in San Francisco, Los Angeles, Houston, and Chicago. MUFG Securities Americas was founded in 2003 and were formerly known as Mitsubishi UFJ Securities (USA), Inc. They offer an expansive product suite through capital markets, credit, rates, equities and structured products.

Dynergy, Inc. generates electricity.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

IBM Software Group provides software solutions and services. It offers products for tasks such as database management, enterprise application, integration, and security and application development. The firm also provides collaboration and communication applications. The company is headquartered in Armonk, NY.

The Internet Corporation for Assigned Names & Numbers allocates and manages internet's domain name system. It also coordinates policy development related to these technical functions. The company was founded in 1998 and is headquartered in Los Angeles, CA.

Prospect Capital Management LLC(Prospect Capital) is a private equity firm founded in 1988. The firm is headquartered in New York.

Finitive Holdings, Inc. engages in the development of financial technology platform to institutional investors. The company was founded by Raman Kannan, Mark Whitehead, Caroline Hayes, Christopher A. Johnson, and Jonathan Fielding Barlow in 2018 and is headquartered in New York, NY.

Berenson & Co, Inc. is a merchant bank that was founded in 1990. The private company is based in New York, NY and has subsidiaries in the United States. The company has two principal lines of business which are investment banking and private equity investing. The company was founded by Robb Eric Turner and Jeffrey L. Berenson. Jeffrey L. Berenson has been the CEO since incorporation.