John V. N. Klein

Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles.

Heller Financial, Inc. provided mercantile financing. It was acquired by GE Capital Corp. The company was located in Chicago, IL

Molten Metal Technology, Inc. is an environmental technology company which engages in the commercialization and continued development of its innovative, proprietary processing technology known as Catalytic Extraction Processing. The core of CEP is a molten metal bath operating into which feedstocks and selected chemicals can be introduced. The catalytic and solvent effect of the molten metal bath causes feedstocks to break down into their constituent elements and dissolve into the molten metal. In addition of various selected chemicals to the molten metal allows feedstocks to reform and be recovered as different materials which generally can be re-used as a raw material by the feedstock generator or can be sold to other users. The CEP system largely consists of process, instrument and control components currently used widely in the metallurgical and chemical industries. The company was founded in 1989 and is headquartered in Fall River, MA.

Credentials Services International, Inc. provides membership-based credit report information. The company is based in Orange, CA. Credentials Services International was acquired by Avis Budget Group, Inc. on April 13, 1998 for $125 million.

Citizens Bank, NA (Investment Management) (Citizens Bank-IM) is the investment management division of Citizens Bank, NA, ultimately owned by Citizens Financial Group, Inc. (NYSE: CFG). The firm manages assets for individuals and institutions. Citizens Bank-IM is headquartered in Providence, Rhode Island.

The Washington Trust Co. of Westerly (Investment Management) (WTC-IM) is the asset management division of The Washington Trust Co. of Westerly, a community bank headquartered in Westerly, Rhode Island. The firm was founded in 1902 and is a subsidiary of Washington Trust Bancorp, Inc. (NASDAQ: WASH). WTC-IM offers a range of personal and business financial services which includes trust services, investment management services and wealth management services. They manage portfolios for individuals, institutions and ERISA pension plans.

Lincolnshire Management Inc (Lincolnshire Management) is a private equity firm founded in 1986 by Steven J. Kumble and Frank C Wright. The firm is headquartered in New York.

Sheeley & Partners Wealth Management LLC (Sheeley & Partners) is a registered investment advisor headquartered in Providence, Rhode Island. The firm is principally owned by NCG LLC, which is principally owned by Lesley Sheeley, who founded the firm in 1998 as Navigator Investments LLC. Sheeley & Partners provides tailored investment solutions for investors, both individuals and corporations.

Morgans Group LLC provides financial management services. It offers advices in investing long and short in highly liquid, publicly traded U.S. equities and markets. The firm's business is to identify and solve core issues which restrict revenue and margin growth for its clients. This assessment covers issues of the organization, market, product competitiveness and sales staff. The company was founded by Leslie M. Gray in 1980 and is headquartered in Bristol, RI.

Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA.

Flaherty & Crumrine, Inc. is an independent, SEC-registered investment advisor headquartered in Pasadena, California. The firm was founded by Robert Flaherty and Donald Crumrine in 1983. Flaherty & Crumrine offers investment supervisory services to corporations and other business entities, charitable organizations, closed-end funds, mutual funds and similar pooled investment vehicles and individuals.

BV Investment Partners LLC (BV Investment Partners) is a private equity firm founded in 1983 by Roy F. Coppedge and Anthony J. Bolland. The firm is headquartered in Boston, Massachusetts.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.

The Meridian Group produces speaker systems. It designs and manufactures household audio, video equipment, and computer speakers. The company is headquartered in Manchester, UK.

SVB Capital Management LLC (SVB Capital Management) is a venture capital arm of SVB Financial Group founded in 2000 by Aaron Gershenberg and Gregory Becker. The firm is headquartered in Santa Clara, California.

Founded in 1898, Northeastern University is a private research university located in the heart of Boston. Northeastern teaches worldwide experiential learning, urban engagement, and interdisciplinary research that meets global and societal needs. The University offers a range of undergraduate and graduate programs leading to degrees through the doctorate in nine colleges and schools.

The Jackson Laboratory provides biotechnology research services. It offers nonprofit research, biomedical research, genomics, genetics, cancer, neuroscience, immunology, aging, bioinformatics, computational biology, research mice, genomic medicine, reproductive biology, developmental biology, eye research and hearing research. The company was founded by Clarence Cook Little in 1929 and is headquartered in Bar Harbor, ME.

First National Bank is a nationally chartered commercial bank. The firm offers personal, business banking services including digital banking, checking, cards, video banking, mortgage, auto, personal loans and online banking. It has offices in Ames, Ankeny, Johnston and West Des Moines. The company was founded by Sandor W. Shapery in 1903 and is headquartered in Ames, IA.

The Rhode Island Foundation operates as a community and philanthropic organization. The company was founded by Jesse H. Metcalf in 1916 and is headquartered in Providence, RI.

UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA.

Westerly Hospital provides surgical and medical services. It offers laboratory services, diagnostic imaging, surgery, emergency care, cardiac care, physical therapy, and rehabilitation.

The Boston Financial Group, Inc. provides wealth management and investment advisory services. The company was founded on October 23, 1969 and is headquartered in Newton, MA.

CREW Boston promotes advancement of women within the commercial real estate industry. It offers social and community service activities throughout and has established the CREW Boston Educational Foundation, which supports a scholarship for any female undergraduate and/or graduate student interested in pursuing a career in commercial real estate upon graduation. The company was founded in 1982 and is headquartered in Boston, MA.

Radius Bancorp, Inc. engages in provision of banking services to individuals, commercial, middle market and small businesses, union organizations, pension funds, municipalities, and non-for-profit organization. It offers checking accounts, saving accounts, personal loans, and mortgages. The company was founded in 1987 and is headquartered in Boston, MA.

LendingClub Bank, NA provides online banking services. The firm offers checking accounts, loans and insurance, credit cards, accounts, , lending, cash management, escrow services and deposit services for personal, business and institutions. The company was founded in 1987 and is headquartered in Boston, MA.

Radius Bank Security Corp. provides financial services. It offers banking products and services to individuals, commercial, middle market and small businesses, union organizations and members, pension funds, municipalities, and not-for-profit organizations. The company was founded in 1987 and is headquartered in Boston, MA.

DTiQ Technologies, Inc. provides surveillance systems and video-based loss prevention services. Its services include MyDTT portal, SmartAudit, forensic investigations, background checks, employee tip line, video exception reports, POS integration, temperature alerts, backdoor and safe door triggers, smart devices, smart safe integration, off-site storage, business consulting and SCREAM. The firm offers system solutions that provide theft protection and reduce product loss by offering a virtual management presence at all locations all at once. The company was founded by Sam Naficy in 1998 and is headquartered in Los Angeles, CA.