Profiel
Mr. Rick Garcia is Regional Vice President at Legend Advisory Corp.
In 2005, he joined the Legend Group as the Internal Sales Desk Manager.
He began his career in the financial services industry in 1984.
In 1987, he joined Dean Witter Reynolds on Wall Street in New York City.
After successfully completing their training program, he worked for several years as an Account Executive and later as a Senior Fund Administrator.
He relocated to Florida in 1991 where he began to work for several prominent banks as a Financial Advisor.
Mr. Garcia received his AAMS designation from the College of Financial Planning, Denver, CO.
He holds the Series 7, 63 registrations and Series 65 Investment Adviser Representative.
Eerdere bekende functies van Rick Garcia
| Bedrijven | Functie | Einde |
|---|---|---|
| Dean Witter Reynolds, Inc. | Corporate Officer/Principal | 31-12-1991 |
Legend Advisory LLC
 Legend Advisory LLC Investment ManagersFinance Legend Advisory LLC is a registered investment advisor located in Palm Beach Gardens, Florida. The firm is a wholly-owned subsidiary of Legend Group Holdings, LLC, which was acquired by First Allied Holdings, Inc. in 2013. First Allied Holdings, Inc. is owned by RCAP Holdings LLC. Legend Group Holdings LLC was owned by Waddell & Reed Financial, Inc. from 2000 to 2013. Legend Advisory offers discretionary asset management services and proprietary quantitative research. They also offer non-discretionary mutual fund investment services, plan sponsor services, third-party advisory services, sub-advisory services and financial planning services. For their asset management programs and investment services, investment advice is limited to investment in mutual funds and variable annuity sub-accounts. Legend Advisory and their Investment Adviser Representatives may also provide advice on the selection of third-party strategists or managers, who may invest clients' assets in other security types. For their wrap account services, the firm provides investment advice on a variety of security types. Legend Advisory Corp.'s clients include individuals, high net-worth individuals, profit sharing plans and corporations. | Verkoop & Marketing | - |
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| Bedrijven in privébezit | 2 |
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Legend Advisory LLC
Legend Advisory LLC Investment ManagersFinance Legend Advisory LLC is a registered investment advisor located in Palm Beach Gardens, Florida. The firm is a wholly-owned subsidiary of Legend Group Holdings, LLC, which was acquired by First Allied Holdings, Inc. in 2013. First Allied Holdings, Inc. is owned by RCAP Holdings LLC. Legend Group Holdings LLC was owned by Waddell & Reed Financial, Inc. from 2000 to 2013. Legend Advisory offers discretionary asset management services and proprietary quantitative research. They also offer non-discretionary mutual fund investment services, plan sponsor services, third-party advisory services, sub-advisory services and financial planning services. For their asset management programs and investment services, investment advice is limited to investment in mutual funds and variable annuity sub-accounts. Legend Advisory and their Investment Adviser Representatives may also provide advice on the selection of third-party strategists or managers, who may invest clients' assets in other security types. For their wrap account services, the firm provides investment advice on a variety of security types. Legend Advisory Corp.'s clients include individuals, high net-worth individuals, profit sharing plans and corporations. | Finance |
| Dean Witter Reynolds, Inc. | Finance |
