Sareena Khwaja-Dixon
Corporate Officer/Principal bij RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC.
Oorsprong van het eerstegraads netwerk van Sareena Khwaja-Dixon
| Entiteit | Type entiteit | Industrie | |
|---|---|---|---|
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
18
| Subsidiary | Investment Managers | 18 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 17 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
Rivernorth Funds
12
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 12 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
Clough Funds Trust
10
| Umbrella Fund | Investment Trusts/Mutual Funds | 10 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
Financial Investors Trust
8
| Umbrella Fund | Investment Trusts/Mutual Funds | 8 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
| Mutual Fd-Closed End | Financial Conglomerates | 8 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
ALPS Variable Investment Trust
6
| Umbrella Fund | 6 |
Grafiek van bedrijven verbonden in de tweede graad
Connectie in verschillende bedrijven
Bedrijven verbonden met Sareena Khwaja-Dixon via zijn persoonlijke netwerk
| Onderneming | Sector | Gelieerde personen | Hoofdpost |
|---|---|---|---|
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal | |
| The Caldwell & Orkin Funds, Inc. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer | |
| Rochester Christian University | College/University | Masters Business Admin | |
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| CLOUGH GLOBAL EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Compliance Officer Corporate Officer/Principal Compliance Officer Corporate Officer/Principal Compliance Officer Compliance Officer Director of Finance/CFO Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Secretary Director/Board Member Director of Finance/CFO President Corporate Secretary | |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Director/Board Member Director/Board Member Compliance Officer Corporate Officer/Principal Compliance Officer Chief Executive Officer Compliance Officer Compliance Officer Director of Finance/CFO Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Corporate Secretary Director/Board Member Director of Finance/CFO President Corporate Secretary | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | President President Director/Board Member Compliance Officer Corporate Officer/Principal Compliance Officer Treasurer Chairman Corporate Secretary Corporate Secretary | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Treasurer Director/Board Member President Compliance Officer Corporate Officer/Principal Treasurer Corporate Secretary Corporate Secretary | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Treasurer Compliance Officer Director/Board Member Director/Board Member Treasurer Compliance Officer Corporate Secretary | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Investment Managers | Chief Executive Officer Director/Board Member Chief Executive Officer Chief Operating Officer Corporate Officer/Principal Corporate Officer/Principal Sales & Marketing Director/Board Member | |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | President Corporate Officer/Principal President Sales & Marketing Chief Investment Officer Corporate Officer/Principal Chief Investment Officer | |
| ALPS ETF TRUST - ALERIAN MLP ETF | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Compliance Officer Director/Board Member Corporate Officer/Principal President | |
| ALPS Series Trust | Investment Trusts/Mutual Funds | Chairman Treasurer Compliance Officer Compliance Officer Director/Board Member Corporate Secretary | |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Chief Executive Officer Director/Board Member Corporate Officer/Principal Chief Investment Officer Portfolio Manager-Equities | |
| SRH TOTAL RETURN FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer Treasurer Compliance Officer Treasurer | |
RiverNorth Capital Management LLC
 RiverNorth Capital Management LLC Investment ManagersFinance RiverNorth Capital Management LLC (RiverNorth) is a SEC-registered investment advisor headquartered in West Palm Beach, Florida. The firm was founded by Brian H. Schmucker in 2000 and is a wholly owned subsidiary of RiverNorth Financial Holdings LLC, which is majority owned by RiverNorth Holding Co. RiverNorth serves as an institutional investment manager to registered funds, private funds and separately managed accounts. | Investment Managers | Compliance Officer Chief Executive Officer President Analyst-Equity General Counsel | |
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Investment Banks/Brokers | Director/Board Member President Director/Board Member President Corporate Officer/Principal | |
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The private company is based in Beachwood, NJ. | Miscellaneous Commercial Services | Director/Board Member President Director/Board Member Director/Board Member | |
| The University of Colorado | College/University | Undergraduate Degree Director/Board Member Graduate Degree Undergraduate Degree | |
| ALPS ETF TRUST - ALPS REIT DIVIDEND DOGS ETF | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director/Board Member | |
Transamerica Asset Management, Inc.
 Transamerica Asset Management, Inc. Investment ManagersFinance Transamerica Asset Management, Inc. (TAM) is a registered investment advisor headquartered in Denver, Colorado. The firm was founded in 1996 and formerly known as Transamerica Fund Advisors, Inc. and as WRL Investment Management, Inc. They are a subsidiary of Transamerica Life Insurance Co., ultimately held by Aegon NV (AMS: AGN) in The Netherlands. TAM provides investment management and investment advisory services to investment companies registered under the 1940 Act. They also provide investment advisory services to a foreign registered investment company, privately-offered pooled investment vehicles that are not registered under the 1940 Act, such as the MFTC Trust and WT CITs, and an affiliated recordkeeper. | Investment Managers | Chief Executive Officer Compliance Officer | |
| Kellogg School of Management | College/University | Graduate Degree Masters Business Admin | |
Thompson Hine LLP
 Thompson Hine LLP Miscellaneous Commercial ServicesCommercial Services Thompson Hine LLP provides legal services. It offers services to financial institutions, governments, individuals, multinational corporations and non-profit organizations. The firm also handles issues related to antitrust, corporate transactions, e-business, employee benefits and executive compensation, succession planning, taxation, and labor and employment law. It focuses on energy, healthcare, international trade, telecommunication, and transportation law. The company was founded in 1911 and is headquartered in Cleveland, OH. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services CFA Institute operates as non-profit organization, which engages in the provision of chartered financial analyst programs. It offers certificate in investment performance measurement program, investment foundations, and scholarship. The company was founded in 1965 and is headquartered in Charlottesville, VA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Chairman | |
CFA Society of Chicago
 CFA Society of Chicago Miscellaneous Commercial ServicesCommercial Services CFA Society of Chicago is an investment analysts society that brings together nearly 4,200 top professionals involved in investment analysis. The society is based in Chicago, IL and is the oldest of its kind. The CFA designation is recognized by the society as a recognition of knowledge, skills, and abilities in security analysis and portfolio management. Christopher Thomas Vincent has been the CEO of the non-profit company since 2020. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| University of St. Michael's College | College/University | President Undergraduate Degree | |
University of Colorado Foundation, Inc.
 University of Colorado Foundation, Inc. Miscellaneous Commercial ServicesCommercial Services University of Colorado Foundation, Inc. provides financial support to charitable causes. It raises private funds from outside for support the University's strategic initiatives. The firm manages investments such as endowment funds and charitable trusts. The company was founded in 1967 and is headquartered in Boulder, CO | Miscellaneous Commercial Services | Director/Board Member Chief Executive Officer | |
Clough Capital Partners LP
 Clough Capital Partners LP Investment ManagersFinance Clough Capital Partners LP (Clough Capital) is a SEC-registered investment advisor and hedge fund manager headquartered in Boston, Massachusetts. The firm was founded by Charles (Chuck) I. Clough, Jr. in 2000. Clough Capital provides advisory services through various investment vehicles including institutional separate accounts, pooled funds and mutual funds (both open and closed end). | Investment Managers | Founder Portfolio Manager-Equities | |
| Questrom School of Business | College/University | Masters Business Admin | |
KLH Capital Partners LP
 KLH Capital Partners LP Investment ManagersFinance KLH Capital Partners LP (KLH Capital) is an independent private equity firm founded in 2005 by John F. Kirtley, Jeff Leck and Mark J. Hunter. The firm is headquartered in Tampa. | Investment Managers | Director of Finance/CFO | |
AUA Private Equity Partners LLC
 AUA Private Equity Partners LLC Investment ManagersFinance AUA Private Equity Partners LLC (AUA Private Equity) is a private equity founded in 1998 by Andrew Unanue. The firm is headquartered in West Palm Beach, Florida. | Investment Managers | Director of Finance/CFO |
Statistieken
Internationaal
| Verenigde Staten | 34 |
| Canada | 2 |
Sectoraal
| Miscellaneous | 14 |
| Finance | 11 |
| Commercial Services | 7 |
| Consumer Services | 6 |
Operationeel
| Director/Board Member | 244 |
| Corporate Officer/Principal | 140 |
| Compliance Officer | 103 |
| Independent Dir/Board Member | 92 |
| President | 80 |
Sterkste connecties
| Insiders | |
|---|---|
| Melanie H. Zimdars | 33 |
| Jeremy May | 28 |
| John Carter | 25 |
| J. Hutchens | 25 |
| Ned Burke | 24 |
| David Swanson | 23 |
| Kimberly R. Storms | 21 |
| Christopher Moore | 19 |
| Jeremy Wyatt Deems | 19 |
| Patrick Galley | 19 |
| Jerry Raio | 19 |
| Thomas Brock | 17 |
| Lucas D. Foss | 17 |
| Tom Carter | 16 |
| Theodore J. Uhl | 16 |
- Beurs
- Insiders
- Sareena Khwaja-Dixon
- Bedrijfsconnecties
