Shaun Elizabeth Corry

Ms. Shaun E.
Corry is a Chief Compliance Officer & Portfolio Analyst at Lesa Sroufe & Co., Inc. She joined Lesa Sroufe & Company in May of 2006.
She reviews and ensures that LSC's compliance and operational aspects achieve the highly compliant risk assessment as defined by the SEC.
As both bond and stock portfolio analyst, she researches, selects, and monitors client fixed income holdings using tools such as FactSet and dealer publications.
Prior to joining LSC, she worked for the NASD, the self-regulatory group overseeing the broker/dealers in the securities markets, for 17 years.
She served, first as Senior Examiner and then as Compliance Specialist in Seattle.
Her work spanned all areas of NASD operations, including investor education, admitting new member firms, and conducting audits and investigations of member firms and their registered representatives.
She received her undergraduate degree from the University of Notre Dame and an MBA from Seattle University.