Steven Wang

Watermark Funds Management Pty Ltd. (WFM) is an independent hedge fund management firm headquartered in Sydney, Australia. Formerly known as Braitling Investments Pty Ltd., the firm was founded as KWB Capital Pty Ltd. in 2003 by Justin Braitling, Geoff Wilson and Matthew Kidman. They became wholly-owned by Justin Braitling who subsequently renamed the firm. WFM provides investment management services to private pooled investment vehicles that are offered to investors on a private placement basis, Australian investment vehicles, including listed investment companies and separately managed accounts.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

Australian Ethical Investments Ltd. (Investment Management) (Australian Ethical-IM) is the investment management division of Australian Ethical Investment Ltd. (ASX: AEF) headquartered in Sydney, Australia. Australian Ethical-IM was founded in 1986 and manages diversified portfolios composed of ethical companies for individual and institutional clients.

OGCI Climate Investments LLP (OGCI) is a venture capital arm of OGCI Climate Investments Group Ltd Founded in November 2016. The firm is headquartered in London, United Kingdom with an office in Houston.

Founded in 1985, Green Street Advisors LLC is a SEC-registered investment advisor and broker/dealer located in Newport Beach, California. The firm is affiliated with Green Street Investors and is a subsidiary of Green Street Holdings, Inc. Green Street Advisors' research concentrates on publicly-traded real estate securities including REITs and other publicly-traded real estate companies. The firm provides insight, advice and service to a variety of clients worldwide who seek thorough, timely analysis on private and public commercial real estate markets. Green Street Advisors' clients use their research at the macro, sector, market and company levels to improve their decision-making in many aspects of the real estate capital allocation process.

Blackwattle Investment Partners is an Australian investment manager that focuses on investing in emerging smaller companies that are becoming industry leaders. The private company is based in Sydney, Australia. Blackwattle is a new generation investment manager that is highly aligned and invests in quality businesses and people. Jarred Rubin has been the CEO of the Australian company since 2023.

Plato Investment Management Ltd. (Plato) is a boutique investment management firm headquartered in Sydney, Australia. The firm was founded in 2006 and is majority owned and operated by their investment staff. Plato specializes in objective-based global and Australian equity investment solutions for wholesale and retail investors.

UBS Securities Japan Co., Ltd. (UBS-SJ) is part of the investment banking division and a wholly-owned subsidiary of Switzerland-based UBS AG (SWX: UBSN; NYSE: UBS). Located in Tokyo, the firm was established in 1988. The firm's culture emphasizes cross-business cooperation with fellow subsidiaries both in Japan and globally, combining the reach of a global group with local knowledge and insight. One of the largest securities operations in Japan, UBS-SJ provides investment products and services to Japanese institutional and corporate clients, as well as to foreign investors doing business in Japan. The firm's business is organized in three departments: FIRC (fixed income, rates and currencies), equity and investment banking. The investment banking division specializes in large-cap mergers and acquisitions, performing market research and analysis of M&A deals from a global perspective. The equity department is research-oriented and covers an extensive universe of large-cap Japanese firms. They also cover small- and mid-cap equity, and have specialist expertise in the automobile, auto parts, machinery and pharmaceutical sectors. Services provided to corporate clients include assistance with IPOs, block trades, convertible bonds, and warrants.

Resolution Capital Ltd. is the real estate securities investment subsidiary of Foray Enterprises Pty Ltd. in Australia. Formerly known as Bastion Lend Lease Ltd., the firm was founded in 2004 as a joint venture between key management executives and Lend Lease Corporation Ltd. Headquartered in Sydney, Resolution Capital manages a select range of investment strategies for their institutional clients who include pension funds, financial institutions, multi-manager groups and family offices. The firm also manages several Funds for Australian and New Zealand investors. Resolution Capital is a signatory to the United Nations initiated Principles for Responsible Investment (UNPRI).

Evans & Partners Pty Ltd. is an independent brokerage firm headquartered in Melbourne, Australia. The firm was founded by David Evans and Paul Ryan in 2007. They provide trade execution services for private high-net-worth individuals and institutional clients.

Jarden Australia Pty Ltd. (Jarden) is a broker-dealer firm headquartered in Sydney, Australia. The firm is a subsidiary of Jarden Partners Ltd. in New Zealand. Jarden’s clients are institutional, corporate and private investors that seek a broad range of investment opportunities, backed by world-class service and seamless execution.

Shaw & Partners Ltd. (S&P) is the broker subsidiary of EFG International AG (SWX: EFGN) in Switzerland. The firm is headquartered in Sydney, New South Wales and was founded in 1987. S&P provides research and investment strategies to their clients. The firm specializes in emerging and mid-cap companies.

Commonwealth Securities Ltd. (CommSec) is the securities brokerage subsidiary of Commonwealth Bank of Australia (ASX: CBA ). Headquartered in Sydney, CommSec was founded in 1995 and offers a range of brokerage products and services including online trading, cash management, margin lending, and international share trading to retail cliens.

Goldman Sachs Australia Pty Ltd. is the Australian securities brokerage subsidiary of Goldman Sachs Holdings ANZ Pty Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Perth, Goldman Sachs Australia provides service to institutional clients who manage large portfolios of Australian and New Zealand equities. They work with the financial instruments used to trade debt, currency and commodities. Their clients include corporations, financial institutions, governments and high-net-worth individuals throughout Australasia.

Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA.

Perennial Investment Partners Ltd. (Perennial) is the majority-owned investment management subsidiary of IOOF Investment Management Ltd., ultimately owned by IOOF Holdings Ltd. (SY: IFL) in Australia. Perennial was established in 2000 as a joint venture between senior investment professionals and IOOF. They are a specialist investment management firm which comprises a suite of investment management boutiques including Perennial Value Management Ltd., Perennial Growth Management Pty Ltd. and Perennial Fixed Interest Partners Pty Ltd. Based in Sydney and Melbourne, the firm also has a branch office in Hong Kong. They are a socially responsible investor and signatory to the UN Principles for Responsible Investment which manages investment trusts on behalf of institutional and retail investors, specializing in various investment approaches.

Platypus Asset Management Pty Ltd. (Platypus) is an independent Australian boutique fund management firm which was founded in 1998. In 2006, the firm formed a 50/50 joint venture with Australian Unity. Headquartered in Sydney, Platypus specializes in Australian equities. Their clients include both institutions and retail investors.