Vivian Cervantes
Corporate Officer/Principal bij PCG Advisory, Inc.
Profiel
Vivian Cervantes is currently working as MD-Capital Markets & Client Services at PCG Advisory, Inc. She previously worked as a Senior Associate Analyst at Merrill Lynch, Pierce, Fenner & Smith, Inc. and Morgan Stanley & Co. LLC.
She was also a Senior Analyst at Kaufman Bros.
LP from 2011 to 2012.
Additionally, she worked as a Research Analyst at Harris Nesbitt Gerard, Senior Medical Device Analyst at Rodman & Renshaw LLC (Old), Vice President at Maxim Group LLC from 2010 to 2011, Senior Associate Analyst at BMO Capital Markets Corp.
(Broker), and VP-Medical Device & Healthcare Services at Cameron Associates, Inc. Ms. Cervantes holds an MBA from The Trustees of Columbia University in The City of New York and an undergraduate degree from Seton Hall University.
Actieve functies van Vivian Cervantes
Bedrijven | Functie | Begin |
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PCG Advisory, Inc.
PCG Advisory, Inc. Investment ManagersFinance Part of PCG Holdings, Inc., PCG Advisory, Inc. is a leading investor relations firm based in New York, NY. PCG Advisory has extensive experience with life sciences, technology, and other emerging growth companies. The company provides top-tier strategic services that encompass investor relations, capital markets navigation, digital strategies, and corporate communications for innovative and emerging companies from around the globe. PCG Digital, a subsidiary of PCG Holdings, owns, partners with, and/or licenses innovative aggregation, distribution, and engagement platforms. PCG Research, another subsidiary, provides strategic distribution for micro and small-cap companies that represent compelling growth opportunities but have little or no analyst coverage. The company was founded by Howard Gostfrand and Jeff Ramson, with Jeff Ramson serving as CEO since incorporation. | Corporate Officer/Principal | 28-01-2015 |
Eerdere bekende functies van Vivian Cervantes
Bedrijven | Functie | Einde |
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Kaufman Bros. LP
Kaufman Bros. LP Investment Banks/BrokersFinance Founded in 1995, Kaufman Bros. LP is a broker/dealer headquartered in New York City with an additional office in San Francisco. The firm is a member of the NASD, the SIPC and FINRA. Kaufman Bros. provides investment banking, equity research and institutional sales and trading. The firm provides fundamental research on the following sectors: (1) cable, satellite and interactive media (2) communications equipment (3) digital media software (4) green technology (5) information technology hardware and storage (6) information technology services and software (7) semiconductors and (8) telecommunications & data services. | Analyst-Equity | 30-01-2012 |
Maxim Group LLC
Maxim Group LLC Investment Banks/BrokersFinance Founded in 2002, Maxim Group LLC is a registered broker/dealer located in New York City. The firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products and global institutional equity, fixed-income and derivative sales and trading to a diverse range of corporate clients, institutional investors and high net-worth individuals. Maxim Group's niche is emerging-growth companies in a variety of sectors including healthcare, technology, retail and others. They utilize a fundamental, bottom-up approach to investment recommendations. The firm combines rigorous financial analysis of specific companies and industries with due diligence that includes frequent consults with suppliers, customers, competitors and senior management. The firm focuses on under-covered, small- to-mid-cap companies where valuation levels may be out of sync with fundamental trends. Maxim's coverage universe often represents attractive niche industries where stocks tend to be inefficient. This research coverage fills a void created by the downsized research ranks and shrinking coverage of small- to mid-cap stocks by large investment banks. Maxim Group is a member of FINRA, the MSRB, the SIPC, the ISE, NASDAQ and NYSE Arca. | Analyst-Equity | 31-05-2011 |
Rodman & Renshaw LLC (Old)
Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Founded in 2003 by Cliff Rodman and Charles Renshaw, Rodman & Renshaw LLC is a full-service investment bank and broker/dealer located in New York City with an additional office in Boston. The firm is a subsidiary of Rodman & Renshaw Capital Group (NasdaqGM: RODM). The firm provides corporate finance, strategic advisory and related services to public and private companies across multiple sectors and regions. They also provide research and sales and trading services to institutional investors. Rodman & Renshaw is a leader in the PIPE and RD (registered direct offering) transaction markets. The firm's research focuses on Asia, clean technology, community & regional banks, energy, industrial and commercial services, life science/healthcare and metals and mining. Rodman & Renshaw is a member of the NASD and the SIPC. | Analyst-Equity | 31-03-2009 |
Cameron Associates, Inc.
Cameron Associates, Inc. Miscellaneous Commercial ServicesCommercial Services Cameron Associates, Inc. engages in the provision of public relations services. The company was founded by C. Rodney O'Connor in 1976 and is headquartered in New York, NY. | Corporate Officer/Principal | - |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Analyst-Equity | - |
Opleiding van Vivian Cervantes
The Trustees of Columbia University in The City of New York | Masters Business Admin |
Seton Hall University | Undergraduate Degree |
Ervaring
Beklede functies
Actief
Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
Connecties
Eerstegraads connecties
Bedrijven verbonden in de eerste graad
Man
Vrouw
Besturend
Uitvoerend
Verwante bedrijven
Bedrijven in privébezit | 9 |
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Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/ Investment Banks/BrokersFinance Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPFS) is the SEC-registered broker/dealer subsidiary of Merrill Lynch & Co., Inc., ultimately held by Charlotte-based Bank of America Corp. (NYSE: BAC). The firm was founded in 1958 and is headquartered in New York City. In 2010, Banc of America Securities LLC merged with MLPFS and the firm uses the trade name Bank of America Merrill Lynch. MLPFS's global strategy and economics team serves institutional and individual investors using a wide range of macroeconomic disciplines. Their analysis of global issues provides clients with investment ideas, market forecasts, macro overviews and specific sector recommendations across asset classes, regions and disciplines. Their equity research team conducts fundamental analysis on companies globally and provides institutional and retail clients with industry-specific and in-depth research and analysis on numerous industries. The firm's global fixed-income and equity-linked research focuses on fixed-income and equity derivatives, fixed-income strategy, convertibles, commodities, high-yield, mortgages, municipals and global foreign exchange. | Finance |
Morgan Stanley & Co. LLC
Morgan Stanley & Co. LLC Investment Banks/BrokersFinance Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry. | Finance |
Kaufman Bros. LP
Kaufman Bros. LP Investment Banks/BrokersFinance Founded in 1995, Kaufman Bros. LP is a broker/dealer headquartered in New York City with an additional office in San Francisco. The firm is a member of the NASD, the SIPC and FINRA. Kaufman Bros. provides investment banking, equity research and institutional sales and trading. The firm provides fundamental research on the following sectors: (1) cable, satellite and interactive media (2) communications equipment (3) digital media software (4) green technology (5) information technology hardware and storage (6) information technology services and software (7) semiconductors and (8) telecommunications & data services. | Finance |
Harris Nesbitt Gerard
Harris Nesbitt Gerard Investment Banks/BrokersFinance Founded in 1989, Harris Nesbitt Gerard, formerly Gerard Klauer Mattison, is an investment bank and broker/dealer located in New York City with additional offices in Boston, Chicago and San Francisco. The firm is a division of BMO Capital Markets (United States) and their ultimate parent is the Bank of Montreal (NYSE, TSX: BMO). Their services include US equity research, sales and trading, equity and debt underwriting, corporate lending/project financing, M&A advisory services, merchant banking and cash management services. Harris Nesbitt Gerard's research focuses on the consumer, healthcare and technology sectors. | Finance |
Rodman & Renshaw LLC (Old)
Rodman & Renshaw LLC (Old) Investment Banks/BrokersFinance Founded in 2003 by Cliff Rodman and Charles Renshaw, Rodman & Renshaw LLC is a full-service investment bank and broker/dealer located in New York City with an additional office in Boston. The firm is a subsidiary of Rodman & Renshaw Capital Group (NasdaqGM: RODM). The firm provides corporate finance, strategic advisory and related services to public and private companies across multiple sectors and regions. They also provide research and sales and trading services to institutional investors. Rodman & Renshaw is a leader in the PIPE and RD (registered direct offering) transaction markets. The firm's research focuses on Asia, clean technology, community & regional banks, energy, industrial and commercial services, life science/healthcare and metals and mining. Rodman & Renshaw is a member of the NASD and the SIPC. | Finance |
Maxim Group LLC
Maxim Group LLC Investment Banks/BrokersFinance Founded in 2002, Maxim Group LLC is a registered broker/dealer located in New York City. The firm provides an array of financial services including: investment banking, equity research, private wealth management, structured products and global institutional equity, fixed-income and derivative sales and trading to a diverse range of corporate clients, institutional investors and high net-worth individuals. Maxim Group's niche is emerging-growth companies in a variety of sectors including healthcare, technology, retail and others. They utilize a fundamental, bottom-up approach to investment recommendations. The firm combines rigorous financial analysis of specific companies and industries with due diligence that includes frequent consults with suppliers, customers, competitors and senior management. The firm focuses on under-covered, small- to-mid-cap companies where valuation levels may be out of sync with fundamental trends. Maxim's coverage universe often represents attractive niche industries where stocks tend to be inefficient. This research coverage fills a void created by the downsized research ranks and shrinking coverage of small- to mid-cap stocks by large investment banks. Maxim Group is a member of FINRA, the MSRB, the SIPC, the ISE, NASDAQ and NYSE Arca. | Finance |
BMO Capital Markets Corp. (Broker)
BMO Capital Markets Corp. (Broker) Investment Banks/BrokersFinance BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading. | Finance |
Cameron Associates, Inc.
Cameron Associates, Inc. Miscellaneous Commercial ServicesCommercial Services Cameron Associates, Inc. engages in the provision of public relations services. The company was founded by C. Rodney O'Connor in 1976 and is headquartered in New York, NY. | Commercial Services |
PCG Advisory, Inc.
PCG Advisory, Inc. Investment ManagersFinance Part of PCG Holdings, Inc., PCG Advisory, Inc. is a leading investor relations firm based in New York, NY. PCG Advisory has extensive experience with life sciences, technology, and other emerging growth companies. The company provides top-tier strategic services that encompass investor relations, capital markets navigation, digital strategies, and corporate communications for innovative and emerging companies from around the globe. PCG Digital, a subsidiary of PCG Holdings, owns, partners with, and/or licenses innovative aggregation, distribution, and engagement platforms. PCG Research, another subsidiary, provides strategic distribution for micro and small-cap companies that represent compelling growth opportunities but have little or no analyst coverage. The company was founded by Howard Gostfrand and Jeff Ramson, with Jeff Ramson serving as CEO since incorporation. | Finance |