Xiang Quan Xia

China Asset Management Co., Ltd. (China AMC) is the asset management subsidiary of CITIC Securities Co., Ltd. (SHA: 600030) in China. Headquartered in Beijing, the firm was founded in 1998 and provides a full range of services to domestic and international retail and institutional clients from US, Canada, Korea, Japan, Malaysia, Germany, Hong Kong, Macau and Taiwan, and many more, covering equity, fixed income, money markets, and other financial instruments. In 2017, China AMC has joined the United Nations-supported Principles for Responsible Investment (UNPRI), becoming the first full service asset manager in China to join the organization.

SWS Research Co., Ltd. is the investment research subsidiary of Shenwan Hongyuan Securities Co., Ltd., which is owned by Shenwan Hongyuan Group Co., Ltd. (SHE: 000166) in China. Headquartered in Shanghai, the firm was founded in 1992 to offer a wide range of products and services to global investors who want to invest in Chinese equity market. SWS Research provides clients with securities research service that covers over 500 key stocks in Asian market, as well as economics, strategy, bond, fund and derivatives research. Their clients include almost all major domestic institutional investors such as mutual funds, insurance companies, banks and trusts. They also serve QFII and other overseas institutional investors.

ABC-CA Fund Management Co., Ltd, (ABC-CA FM) is an independent fund management firm which was founded in 2008 as a joint venture between Agricultural Bank of China, Amundi Asset Management and Aluminum Corp. of China Ltd. Headquartered in Shanghai, the firm manages the ABC-CA Fund range.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

BOC International China Ltd. (Investment Management) (BOCI –IM) is the investment management division of BOC International China Ltd. which was founded in 2002 and is jointly controlled by BOC International Holdings Ltd., China National Petroleum Corporation, State Development & Investment Corporation, Hongta Tobacco Group Corporation, China General Technology (Group) Holding Ltd., and Shanghai State-owned Assets Operation Corporation. The firm is headquartered in Shanghai with additional offices in major cities in China, and provides investment management, financial advisory and investment consulting services to individual and institutional clients.

Wanjia Asset Management Co., Ltd. (WJAsset) is an independent Chinese asset management firm which was founded in 2002 as Tiantong Fund Management Co. Ltd. WJAsset is headquartered in Shanghai and manages a range of Chinese mutual funds and provides investment management services to Chinese institutions and private individuals.

China Merchants Securities Co., Ltd. (Broker) (CMS) is the securities brokerage division of China Merchants Securities Co., Ltd. (SHA: 600999) in China. Headquartered in Shenzhen, CMS was founded in 1991 and provides comprehensive securities service platform for private, corporate, and institutional clients in domestic and international capital markets.

Huatai Securities Co., Ltd. (Broker) (Huatai Securities-Broker) is the broker/dealer division of Huatai Securities Co., Ltd. (SHA: 601688, HKG: 6886), a securities group headquartered in Nanjing, China. Founded in 1991, Huatai Securities-Broker offers brokering and trading of stocks and funds for various investors.

Huatai-PineBridge Fund Management Co., Ltd. (Huatai-PineBridge FM) is an independent Chinese fund management firm which was founded in 2004 through a joint venture between Pinebridge Investment Co., Huatai Securities Co., Ltd. and Suzhou New District Hi-Tech Industrial Park Co., Ltd. Formerly known as AIG Huatai Fund Management Co. Ltd., the firm changed their name to Huatai-PineBridge Fund Management Co., Ltd. in 2010. Huatai-PineBridge FM is headquartered in Shanghai and manages a range of funds for individual and institutional investors.

HuaAn Fund Management Co., Ltd. (HuaAn Funds) is a fund management firm headquartered in Shanghai, China. The firm was founded in 1998 and is owned by Guotai Junan Securities Co., Ltd. (SHA: 601211). HuaAn Funds provides a range of investment products and advisory services for domestic and international individual and institutional clients.

Fullgoal Fund Management Co., Ltd. (Fullgoal Fund) is an independent Chinese fund management firm which was founded in 1999. In 2003, the firm was restructured when the Bank of Montreal took a strategic interest in them and brought international concepts and management techniques to Fullgoal Fund. Headquartered in Shanghai, Fullgoal Fund provides investment management solutions including open and closed-end mutual funds, qualified domestic institutional investor (QDII) funds, enterprise annuity funds, domestic social security funds and asset management to segregated accounts for both domestic and international clients.

Zheshang Fund Management Co., Ltd. (ZS Fund) is an independent, Chinese fund management firm which was founded in 2010. Headquartered in Hangzhou with additional office in Shanghai, ZS Fund provides a range of fund management services for individual and institutional investors.