Peter Frame Marquardt
Compliance Officer bij Olden Lane Funds Trust
Profiel
Peter Frame Marquardt is currently a Partner at Olden Lane Securities LLC, Chief Compliance Officer at SenaHill Investment Group LLC, and Chief Compliance Officer at Olden Lane Funds Trust.
Previously, he held positions such as Director at Spear, Leeds & Kellogg Specialists LLC from 1996 to 2000, Chief Operating Officer & Managing Director at The Leo Group LLC from 2014 to 2018, Compliance Officer at FCG Wealth Management LLC, Principal at Goldman Sachs & Co. LLC in 2009, Principal at Smith Barney, Inc., Principal at PaineWebber, Inc., Principal at Charles Schwab & Co., Inc. (Broker), CAO & CCO at FCG Advisors LLC from 2010 to 2014, and Chief Compliance Officer at System 2 Advisors LP.
He completed his undergraduate degree at Lehigh University and his graduate degree at A.B.
Freeman School of Business.
Actieve functies van Peter Frame Marquardt
Bedrijven | Functie | Begin |
---|---|---|
Olden Lane Funds Trust
Olden Lane Funds Trust Olden Lane Funds Trust is a non-diversified and open-end investment firm. The company was founded on October 3, 2016 and is headquartered in Princeton, NJ. | Compliance Officer | 01-01-2016 |
Olden Lane Securities LLC
Olden Lane Securities LLC Investment Banks/BrokersFinance Olden Lane Securities LLC is a private company based in Chatham, NJ and has subsidiaries in the United States. | Compliance Officer | 01-06-2015 |
SenaHill Investment Group LLC
SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment Group LLC (SenaHill Investment) is a Venture Capital subsidiary of SenaHill Partners LP founded in 2013. The firm is headquartered in New York. | Compliance Officer | 01-05-2014 |
Eerdere bekende functies van Peter Frame Marquardt
Bedrijven | Functie | Einde |
---|---|---|
The Leo Group LLC
The Leo Group LLC Investment ManagersFinance The Leo Group LLC provides investment advice. The firm offers comprehensive financial planning that yields long-term financial success. It serves high net worth, affluent and ultra-affluent clients worldwide. The company was founded by Matthew J. Allain in 2012 and is headquartered in Iselin, NJ. | Compliance Officer | 01-12-2018 |
Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC Financial ConglomeratesFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Directeur/Bestuurslid | 01-10-2003 |
FCG Wealth Management LLC
FCG Wealth Management LLC Investment ManagersFinance FCG Wealth Management LLC (FCGWM) is an independent wealth management firm headquartered in Chatham, New Jersey. Founded in 2013, FCGWM provides advisory services to individuals, corporations, corporate pension and profit-sharing plan, charitable institutions, foundations and other similar clients. | Compliance Officer | - |
FCG Advisors LLC
FCG Advisors LLC Investment Banks/BrokersFinance Part of Mariner Wealth Advisors LLC, FCG Advisors LLC provides brokerage services. The company is based in Chatham, NJ. The company was founded by John Anthony Combias. FCG Advisors was acquired by Mariner Wealth Advisors LLC on September 10, 2021. | Compliance Officer | - |
System 2 Advisors LP
System 2 Advisors LP Investment ManagersFinance System 2 Advisors LP (System 2) is an independent registered investment advisor and hedge fund manager headquartered in Summit, New Jersey. The firm was founded by Anupam Ghose and Robert Jones in 2012. System 2 offers customized investment advisory services to various private investment funds. | Compliance Officer | - |
Opleiding van Peter Frame Marquardt
Lehigh University | Undergraduate Degree |
A.B. Freeman School of Business | Graduate Degree |
Ervaring
Beklede functies
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Inactief
Beursgenoteerde bedrijven
Bedrijven in privébezit
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Bedrijven verbonden in de eerste graad
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Verwante bedrijven
Bedrijven in privébezit | 12 |
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Goldman Sachs & Co. LLC
Goldman Sachs & Co. LLC Financial ConglomeratesFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Finance |
Charles Schwab & Co., Inc. (Broker)
Charles Schwab & Co., Inc. (Broker) Investment Banks/BrokersFinance Charles Schwab & Co., Inc. is a FINRA-registered broker/dealer headquartered in San Francisco. The firm is a subsidiary of the Charles Schwab Corp. (NYSE: SCHW). They are members of the Chicago Board Options Exchange, NASDAQ and NYSE Arca, Inc. Charles Schwab & Co. is an exchange member engaged in exchange commission business other than floor activities. They also retail mutual funds and OTC corporate equity securities. In addition, the firm underwrites and/or sells corporate securities, underwrites and/or sponsors mutual funds, is a put and call broker/dealer and/or option writer and provides investment advisory services | Finance |
Spear, Leeds & Kellogg Specialists LLC
Spear, Leeds & Kellogg Specialists LLC Investment Banks/BrokersFinance Spear, Leeds & Kellogg Specialists LLC (SLK) provides investment services. It also makes markets for some 7,000 Nasdaq and over-the-counter stocks. It is a subsidiary of The Goldman Sachs Group, the firm lines up buyers and sellers of stock at fixed prices and buys or sells stocks itself to offset wide price fluctuations. SLK was founded in 1931 and is headquartered in New York, NY | Finance |
PaineWebber, Inc. | Finance |
Smith Barney, Inc.
Smith Barney, Inc. Investment Banks/BrokersFinance Smith Barney, Inc. is a broker/dealer located in New York City. The firm is a subsidiary of Citigroup Global Markets Holdings, Inc. and their ultimate parent is Citigroup, Inc. The firm provides an array of trading and execution services for their clients. They do not provide any internal research | Finance |
The Leo Group LLC
The Leo Group LLC Investment ManagersFinance The Leo Group LLC provides investment advice. The firm offers comprehensive financial planning that yields long-term financial success. It serves high net worth, affluent and ultra-affluent clients worldwide. The company was founded by Matthew J. Allain in 2012 and is headquartered in Iselin, NJ. | Finance |
Olden Lane Funds Trust
Olden Lane Funds Trust Olden Lane Funds Trust is a non-diversified and open-end investment firm. The company was founded on October 3, 2016 and is headquartered in Princeton, NJ. | |
Olden Lane Securities LLC
Olden Lane Securities LLC Investment Banks/BrokersFinance Olden Lane Securities LLC is a private company based in Chatham, NJ and has subsidiaries in the United States. | Finance |
SenaHill Investment Group LLC
SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment Group LLC (SenaHill Investment) is a Venture Capital subsidiary of SenaHill Partners LP founded in 2013. The firm is headquartered in New York. | Finance |
System 2 Advisors LP
System 2 Advisors LP Investment ManagersFinance System 2 Advisors LP (System 2) is an independent registered investment advisor and hedge fund manager headquartered in Summit, New Jersey. The firm was founded by Anupam Ghose and Robert Jones in 2012. System 2 offers customized investment advisory services to various private investment funds. | Finance |
FCG Advisors LLC
FCG Advisors LLC Investment Banks/BrokersFinance Part of Mariner Wealth Advisors LLC, FCG Advisors LLC provides brokerage services. The company is based in Chatham, NJ. The company was founded by John Anthony Combias. FCG Advisors was acquired by Mariner Wealth Advisors LLC on September 10, 2021. | Finance |
FCG Wealth Management LLC
FCG Wealth Management LLC Investment ManagersFinance FCG Wealth Management LLC (FCGWM) is an independent wealth management firm headquartered in Chatham, New Jersey. Founded in 2013, FCGWM provides advisory services to individuals, corporations, corporate pension and profit-sharing plan, charitable institutions, foundations and other similar clients. | Finance |