Al Tadeo

Founded in 1995 by Daniel P. Son and Phil Pendergraft, Penson Financial Services, Inc. (PFSI) is a broker/dealer headquartered in Dallas, Texas. The firm is a subsidiary of Penson Worldwide, Inc. (NasdaqGS: PNSN). They provide flexible, technology-based processing solutions for the execution, clearing, custody and settlement of securities transactions. PFSI also offers a platform for registered investment advisors and provides prime brokerage services to hedge funds and other institutional investors. The firm does not provide any internal research. PFSI is a member of FINRA and the SIPC

Capital One Corp. operates as a banking app.

1st Global, Inc. engages in tax-focused wealth management company. The company was is headquartered in Dallas, TX.

MUFG Union Bank, NA (dba Union Bank) is a private banking firm headquartered in San Francisco, California. The firm was founded in 1953 and in 2021 they became a subsidiary of MUFG Americas Holdings Corp., ultimately held by Mitsubishi UFJ Financial Group, Inc. (TYO: 8306) in Japan. Union Bank provides an array of financial services to wealthy individuals & families, executives, professional service firms, and mission-driven organizations.

Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients.